DFX Intelligence

B•••• A••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor28 years in industry

B•••• A••••• P••••

Advisor at F••••••••

AUSTIN, TX | Rock Hill, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e2711f2-b8ce-1294-0917-7a26b4f30a3b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••	Independent wealth	Mar 3, 2025	n/a	yes	AUSTIN, TX\|Rock Hill, SC	Current employment
P•••• S••••••••• L••	No RAUM reported	Mar 4, 2011	Dec 10, 2024	no	CHARLOTTE, NC\|ROCK HILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	F••••••••	Dec 10, 2024	Mar 3, 2025	83	Firm change	Other
N••••• F•••••••• S•••••••• I•••	P•••• S••••••••• L••	Feb 25, 2011	Mar 4, 2011

Relationships

Registered with (6)

→ F••••••••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 4, 2011 to Dec 10, 2024factForm ADV
→ N••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2007 to Feb 25, 2011factForm ADV
→ A••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e2711f2-b8ce-1294-0917-7a26b4f30a3b
First observed: May 21, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.