DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brent Andrew Peddy

Forefrontindependent RIAAustin, Tx IA-onlyIAPD 2400399

Feed of 09/15/2026

At current firm

1 y

since Mar 3, 2025

In the industry

28 y

since Feb 6, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Forefront independent RIA current
since Mar 3, 2025 · Austin, Tx
Pruco Securities, LLC no RAUM
Mar 4, 2011 to Dec 10, 2024 · Charlotte, Nc
Nexity Financial Services, Inc. unclassified
Jun 8, 2007 to Feb 25, 2011 · Belmont, Nc
Alight Financial Solutions, LLC unclassified
Mar 3, 2006 to May 14, 2007 · Charlotte, Nc
Uvest Financial Services Group, Inc. unclassified
Sep 7, 2004 to Feb 6, 2006 · Charlotte, Nc
E*Trade Capital Management, LLC former
May 21, 2002 to Aug 25, 2003 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to Forefront
left Dec 10, 2024, registered Mar 3, 2025 (83 days) · Other
Nexity Financial Services, Inc. to Pruco Securities, LLC
left Feb 25, 2011, registered Mar 4, 2011 (7 days) · Other
Alight Financial Solutions, LLC to Nexity Financial Services, Inc.
left May 14, 2007, registered Jun 8, 2007 (25 days) · Other
Uvest Financial Services Group, Inc. to Alight Financial Solutions, LLC
left Feb 6, 2006, registered Mar 3, 2006 (25 days) · Other
E*Trade Capital Management, LLC to Uvest Financial Services Group, Inc.
left Aug 25, 2003, registered Sep 7, 2004 (379 days) · Other

Signals

Brent Andrew Peddy left Pruco Securities, Llc for Forefront (registered 2025-03-03)
Dec 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address