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RIA / WealthAdvisorCertified Financial Planner29 years in industry

KENNETH JOSEPH DOW

Advisor at SAGE PRIVATE WEALTH GROUP, LLC

OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:2e2ab96f-1e82-542d-e1a3-21cf3361ed1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 28, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAGE PRIVATE WEALTH GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 13, 1997
First registration: Dec 28, 1997
Dual registered: no
Other names: KENNETH DOW
IAPD individual key: 2870893

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAGE PRIVATE WEALTH GROUP, LLC	Independent wealth	Sep 1, 2026	n/a	yes	OAKBROOK TERRACE, IL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 21, 2023	Sep 2, 2026	no	Elmhurst, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 2, 2017	Apr 21, 2023	no	Oakbrook Terrace, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 6, 2017	no	Oak Brook, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 12, 2008	Jun 1, 2009	no	OAK BROOK, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 28, 1997	Dec 20, 2008	no	OAKBROOK TERRACE, IL\|OAKBROOK TERRACE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SAGE PRIVATE WEALTH GROUP, LLC	Sep 2, 2026	Sep 1, 2026	-1	Firm change	Ibd to RIA
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 21, 2023	Apr 21, 2023	0	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Nov 6, 2017	Nov 2, 2017	-4	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Dec 20, 2008	Dec 12, 2008	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:149018:IL:2023-04-21	Apr 21, 2023	Apr 21, 2023	OAKBROOK TERRACE, IL	Firm change

Relationships

Registered with (6)

→ SAGE PRIVATE WEALTH GROUP, LLCRegistered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 21, 2023 to Sep 2, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 2, 2017 to Apr 21, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 6, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 12, 2008 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 28, 1997 to Dec 20, 2008factForm ADV

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
Kenneth Joseph Dow left Raymond James Financial Services Advisors, Inc for Sage Private Wealth Group, Llc (registered 2026-09-01)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Kenneth Joseph Dow left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-04-21)
Form ADVobserved 6 days ago