DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Joseph Dow
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kenneth Dow
At current firm
0 y
since Sep 1, 2026
In the industry
29 y
since May 13, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Sage Private Wealth Group, LLC independent RIA currentsince Sep 1, 2026 · Oakbrook Terrace, Il
- Raymond James Financial Services Advisors, Inc BD affiliatedApr 21, 2023 to Sep 2, 2026 · Elmhurst, Il
- Raymond James & Associates, Inc. national BDNov 2, 2017 to Apr 21, 2023 · Oakbrook Terrace, Il
- Morgan Stanley wirehouseJun 1, 2009 to Nov 6, 2017 · Oak Brook, Il
- Morgan Stanley & Co. LLC unclassifiedDec 12, 2008 to Jun 1, 2009 · Oak Brook, Il
- Citigroup Global Markets Inc. BD affiliatedDec 28, 1997 to Dec 20, 2008 · Oakbrook Terrace, Il
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Sage Private Wealth Group, LLCleft Sep 2, 2026, registered Sep 1, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Incleft Apr 21, 2023, registered Apr 21, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Morgan Stanley to Raymond James & Associates, Inc.left Nov 6, 2017, registered Nov 2, 2017 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley & Co. LLCleft Dec 20, 2008, registered Dec 12, 2008 (-8 days) · Other
Signals
- Kenneth Joseph Dow left Raymond James Financial Services Advisors, Inc for Sage Private Wealth Group, Llc (registered 2026-09-01)Sep 2, 2026 · Advisor changed firm · fact
- Kenneth Joseph Dow left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-04-21)Apr 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address