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Advisor at EDELMAN FINANCIAL ENGINES
FAIRFAX, VA | ARVADA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Sep 3, 2025 | n/a | yes | FAIRFAX, VA|ARVADA, CO | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Mar 19, 2024 | Sep 16, 2025 | no | GREENWOOD VILLAGE, CO|Arvada, CO | Previous registration |
| NORTHSTAR INVESTMENT ADVISORY LLC | No RAUM reported | Apr 25, 2022 | Mar 1, 2024 | no | Arvada, CO | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Aug 22, 2019 | Sep 25, 2020 | no | BOSTON, MA|Tempe, AZ | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 30, 2018 | Jul 1, 2019 | no | Scottsdale, AZ|Milwaukee, WI | Previous registration |
| LEARNVEST PLANNING SERVICES, LLC | Former SEC adviser | Jun 18, 2015 | Jun 7, 2018 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | EDELMAN FINANCIAL ENGINES | Sep 16, 2025 | Sep 3, 2025 | -13 | Firm change | Ibd to RIA |
| NORTHSTAR INVESTMENT ADVISORY LLC | EMPOWER ADVISORY GROUP, LLC | Mar 1, 2024 | Mar 19, 2024 | 18 | Firm change | Other |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | NORTHSTAR INVESTMENT ADVISORY LLC | Sep 25, 2020 | Apr 25, 2022 | 577 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Jul 1, 2019 | Aug 22, 2019 | 52 | Firm change | Other |
| LEARNVEST PLANNING SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 7, 2018 | Aug 30, 2018 | 84 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:104510:CO:2025-09-15 | Sep 16, 2025 | Sep 3, 2025 | ARVADA, CO | Firm change |
| 162453:2881:AZ:2018-06-07 | Jun 7, 2018 | Aug 30, 2018 | SCOTTSDALE, AZ | Firm change |