DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• J••••• P•••••

E•••••• F•••••••• E••••••independent RIAFairfax, Va IA-onlyIAPD 6478526

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••••• P•••••

At current firm

1 y

since Sep 3, 2025

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Sep 3, 2025 · Fairfax, Va
E•••••• A••••••• G••••• L•• BD affiliated
Mar 19, 2024 to Sep 16, 2025 · Greenwood Village, Co
N•••••••• I••••••••• A••••••• L•• no RAUM
Apr 25, 2022 to Mar 1, 2024 · Arvada, Co
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Aug 22, 2019 to Sep 25, 2020 · Boston, Ma
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 30, 2018 to Jul 1, 2019 · Scottsdale, Az
L•••••••• P••••••• S•••••••• L•• former
Jun 18, 2015 to Jun 7, 2018 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to E•••••• F•••••••• E••••••
left Sep 16, 2025, registered Sep 3, 2025 (-13 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
N•••••••• I••••••••• A••••••• L•• to E•••••• A••••••• G••••• L••
left Mar 1, 2024, registered Mar 19, 2024 (18 days) · Other
J••• H•••••• I••••••••• M••••••••• L•• to N•••••••• I••••••••• A••••••• L••
left Sep 25, 2020, registered Apr 25, 2022 (577 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to J••• H•••••• I••••••••• M••••••••• L••
left Jul 1, 2019, registered Aug 22, 2019 (52 days) · Other
L•••••••• P••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 7, 2018, registered Aug 30, 2018 (84 days) · channel change inside one enterprise, not a move · moved with a team

Signals

A•••••• J••••• P••••• left E•••••• A••••••• G••••• L•• for E•••••• F•••••••• E•••••• (registered 2025-09-03)
Sep 16, 2025 · Advisor changed firm · fact
A•••••• J••••• P••••• left N•••••••• I••••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2024-03-19)
Mar 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address