This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIZENS SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

48

Exams

S63|S65

First exam

Nov 7, 2022

First registration

Feb 15, 2024

Dual registered

yes, broker-dealer

Other names

Stephen Koons|STEPHEN Patrick KOONS|Stephen Patrick Koons

IAPD individual key

7621182

• Occurred

  Aug 4, 2026
  Advisor changed firm

  Stephen Patrick Koons left Equitable Advisors, Llc for Citizens Securities, Inc. (registered 2026-08-04)

  Form ADVobserved 6 days ago
• Occurred

  Aug 14, 2024
  Advisor changed firm

  Stephen Patrick Koons left Ameriprise Financial Services, Llc for Equitable Advisors, Llc (registered 2024-10-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2e5a6767-94f7-793a-53ff-04e3e4951d62

First observed

Feb 15, 2024

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.