DFX Intelligence

D•••• A••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

D•••• A••• B•••••

Advisor at W•••• F•••• A•••••••

ST. LOUIS, MO | PEVELY, MO

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Search this name across graphsid dfx:ria:2e625724-c10f-f1c8-ec37-7c7306e6c211

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 23, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 3, 2024	n/a	yes	ST. LOUIS, MO\|PEVELY, MO\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 31, 2019	n/a	yes	ST. LOUIS, MO\|PEVELY, MO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Jul 24, 2017	Oct 31, 2019	829	Firm change after gap	Wirehouse to wirehouse
S••••••• I••••••••• S•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 21, 2015

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 18, 2005 to Nov 2, 2010factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 3, 2010 to May 7, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 29, 2015 to Jul 24, 2017factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e625724-c10f-f1c8-ec37-7c7306e6c211
First observed: Feb 23, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.