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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

DANIEL CHRISTIAN GIDDENS

Advisor at OSAIC WEALTH, INC.

MT. VERNON, WA | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:2e62762c-d127-94c1-4bd3-2b1526addce2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 28, 1983
First registration: Oct 16, 2003
Dual registered: yes, broker-dealer
Other names: DAN GIDDENS
IAPD individual key: 1207944

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	MT. VERNON, WA\|MERCER ISLAND, WA	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	Feb 18, 2025	no	ATLANTA, GA	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 8, 2024	no	MERCER ISLAND, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 6, 2020	Jun 14, 2024	no	MERCER ISLAND, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Apr 1, 2014	Nov 6, 2020	no	SEATTLE, WA\|BELLEVUE, WA\|MT. VERNON, WA\|MERCER ISLAND, WA\|SEATTLE, WA	Previous registration
GRANT WILLIAMS L.P.	n/a	Sep 20, 2010	Mar 24, 2014	no	WOODSTOCK, IL\|PHILADELPHIA, PA	Previous registration
CLARK CAPITAL MANAGEMENT GROUP INC	Bd affiliated wealth	Feb 28, 2005	Nov 2, 2010	no	PHILA, PA	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 6, 2004	Nov 11, 2004	no	WOODSTOCK, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Oct 16, 2003	Feb 4, 2004	no	WOODSTOCK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	n/a	Feb 18, 2025	n/a	n/a	Departure no registered destination	Departure
ARBOR POINT ADVISORS	OSAIC WEALTH, INC.	Nov 8, 2024	Jun 14, 2024	-147	Channel change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Jun 14, 2024	Nov 6, 2020	-1,316	Channel change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2020	Nov 6, 2020	0	Bulk transfer	Ibd to ibd
GRANT WILLIAMS L.P.	KMS FINANCIAL SERVICES, INC	Mar 24, 2014	Apr 1, 2014	8	Firm change	Other
CLARK CAPITAL MANAGEMENT GROUP INC	GRANT WILLIAMS L.P.	Nov 2, 2010	Sep 20, 2010	-43	Firm change after gap	Other
SIGNATOR FINANCIAL SERVICES, INC.	CLARK CAPITAL MANAGEMENT GROUP INC	Nov 11, 2004	Feb 28, 2005	109	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	SIGNATOR FINANCIAL SERVICES, INC.	Feb 4, 2004	Feb 6, 2004	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:23131:WA:2024-11-08	Nov 8, 2024	Jun 14, 2024	MERCER ISLAND, WA	Firm change after gap
110518:165127:WA:2024-06-14	Jun 14, 2024	Nov 6, 2020	MERCER ISLAND, WA	Firm change after gap

Relationships

Registered with (9)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 8, 2024 to Feb 18, 2025factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2020 to Jun 14, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Apr 1, 2014 to Nov 6, 2020factForm ADV
→ GRANT WILLIAMS L.P.Registered adviserregistration: previous registration
Sep 20, 2010 to Mar 24, 2014factForm ADV
→ CLARK CAPITAL MANAGEMENT GROUP INCRegistered adviserregistration: previous registration
Feb 28, 2005 to Nov 2, 2010factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 6, 2004 to Nov 11, 2004factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Oct 16, 2003 to Feb 4, 2004factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor departed, no destination yet
Daniel Christian Giddens no longer registered at Osaic Advisory Services, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago