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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

THOMAS MICHAEL GENCO

Advisor at CAPITAL ANALYSTS

CLEVELAND, OH | Cleveland, OH

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Search this name across graphsid dfx:ria:2e66f7af-cdfc-92b0-90f9-d8dad6f939f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 3
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 30, 1998
First registration: Jan 1, 2000
Dual registered: yes, broker-dealer
Other names: TOM GENCO
IAPD individual key: 2957076

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Oct 11, 2024	n/a	yes	Cleveland, OH	Current employment
BEACON FINANCIAL ADVISORY LLC	Independent wealth	Aug 7, 2015	n/a	yes	CLEVELAND, OH\|Cleveland, OH	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 5, 2012	n/a	yes	CLEVELAND, OH	Current employment
CINCINNATI ANALYSTS, INC	Former SEC adviser	Apr 26, 2010	Jun 1, 2012	no	CLEVELAND, OH\|CINCINNATI, OH	Previous registration
SANDERS MORRIS LLC	Independent wealth	Jun 13, 2007	May 21, 2010	no	CLEVELAND, OH\|BEACHWOOD, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 1, 2000	Jun 15, 2007	no	CLEVELAND, OH\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CINCINNATI ANALYSTS, INC	CAPITAL ANALYSTS	Jun 1, 2012	Jun 5, 2012	4	Firm change	Other
SANDERS MORRIS LLC	CINCINNATI ANALYSTS, INC	May 21, 2010	Apr 26, 2010	-25	Firm change	Other
OSAIC FA, INC.	SANDERS MORRIS LLC	Jun 15, 2007	Jun 13, 2007	-2	Firm change	Other

Relationships

Registered with (6)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ BEACON FINANCIAL ADVISORY LLCRegistered adviserregistration: current employment
Aug 7, 2015 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Jun 5, 2012 to presentfactForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Apr 26, 2010 to Jun 1, 2012factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Jun 13, 2007 to May 21, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 15, 2007factForm ADV

Dated events

No dated event names this entity yet.