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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHRISTOPHER DAVID HARTMAN

Advisor at RBC SECURITIES, INC.

Washington, DC

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Search this name across graphsid dfx:ria:2eac5e6a-1207-53b1-bac0-a23cb5592b94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 1, 2001
First registration: Apr 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4389708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC SECURITIES, INC.	Bd affiliated wealth	Mar 4, 2025	n/a	yes	Washington, DC\|Washington, DC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 9, 2016	Jan 5, 2018	no	VIENNA, VA\|WASHINGTON, DC\|BALTIMORE, MD\|WASHINGTON, DC\|ALEXANDRIA, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 24, 2008	Dec 31, 2016	no	BALTIMORE, MD\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|WASHINGTON, DC\|ALEXANDRIA, VA\|WASHINGTON, DC\|MCLEAN, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jul 10, 2008	no	WASHINGTON, DC	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Apr 12, 2002	May 29, 2007	no	WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	RBC SECURITIES, INC.	Jan 5, 2018	Mar 4, 2025	2,615	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 9, 2016	-113	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jul 10, 2008	Sep 24, 2008	76	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RBC SECURITIES, INC.Registered adviserregistration: current employment
Mar 4, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2016 to Jan 5, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2008 to Dec 31, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jul 10, 2008factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 12, 2002 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.