RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• H••••••
- R•• S••••••••• I••• BD affiliated currentsince Mar 4, 2025 · Washington, Dc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Jan 5, 2018 · Vienna, Va
- S••••••• I••••••••• S•••••••• I••• formerSep 24, 2008 to Dec 31, 2016 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 10, 2008 · Washington, Dc
- C••••••• I••••••••• S••••••• unclassifiedApr 12, 2002 to May 29, 2007 · Washington, Dc
- T••••• A••••••• S•••••••• I••• to R•• S••••••••• I•••left Jan 5, 2018, registered Mar 4, 2025 (2615 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 10, 2008, registered Sep 24, 2008 (76 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address