This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRIVATE ADVISOR GROUP, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Mar 28, 2025

First registration

Jun 20, 2025

Dual registered

yes, broker-dealer

IAPD individual key

6160958

• Occurred

  Jun 2, 2026
  Advisor changed firm

  Edward Lee left Ubs Financial Services Inc. for Private Advisor Group, Llc (registered 2026-06-11)

  Form ADVobserved 6 days ago
• Occurred

  Sep 22, 2025
  Advisor changed firm

  Edward Lee left Hsbc Securities (Usa) Inc. for Ubs Financial Services Inc. (registered 2026-04-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2eb21664-aa9d-6fbb-c94c-6ffdcd5ad657

First observed

Jun 20, 2025

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.