RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• L••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 11, 2026 · Morristown, Nj
- U•• F•••••••• S••••••• I••• wirehouseApr 30, 2026 to Jun 2, 2026 · Washington, Dc
- H••• S••••••••• •••• I••• BD affiliatedJun 20, 2025 to Sep 22, 2025 · Washington Dc, Dc
- U•• F•••••••• S••••••• I••• to P•••••• A•••••• G••••• L••left Jun 2, 2026, registered Jun 11, 2026 (9 days) · Wirehouse to affiliated broker-dealer or bank
- H••• S••••••••• •••• I••• to U•• F•••••••• S••••••• I•••left Sep 22, 2025, registered Apr 30, 2026 (220 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• L•• left U•• F•••••••• S••••••• I••• for P•••••• A•••••• G••••• L•• (registered 2026-06-11)Jun 2, 2026 · a•••••• firm change · fact
- E••••• L•• left H••• S••••••••• •••• I••• for U•• F•••••••• S••••••• I••• (registered 2026-04-30)Sep 22, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address