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Advisor at KIAROS ADVISORS, LLC
SOUTHERN PINES, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KIAROS ADVISORS, LLC | Former SEC adviser | Feb 7, 2017 | n/a | yes | SOUTHERN PINES, NC | Current employment |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 26, 2021 | Apr 14, 2025 | no | Southern Pines, NC | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Mar 9, 2017 | Jan 2, 2019 | no | Pinehurst, NC | Previous registration |
| FIDUCIARY ADVISORS, LLC | Institutional manager | Feb 2, 2012 | Jan 11, 2017 | no | PHILADELPHIA, PA|COTTONWOOD HEIGHTS, UT|Pinehurst, NC | Previous registration |
| EFFICIENT ADVISORS | Former SEC adviser | Jul 9, 2010 | Jan 11, 2017 | no | MASON, OH | Previous registration |
| LAMBERT ADVISORS | n/a | Mar 27, 2010 | Jun 30, 2010 | no | PHILADELPHIA, PA|RADNOR, PA|HAVERFORD, PA | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | May 15, 2009 | Aug 14, 2009 | no | HORSHAM, PA|GREENVILLE, SC | Previous registration |
| CINCINNATI ANALYSTS, INC | Former SEC adviser | May 30, 2008 | May 15, 2009 | no | HORSHAM, PA | Previous registration |
| BCG SECURITIES, INC. | Independent wealth | May 10, 2004 | Jul 17, 2006 | no | CHERRY HILL, NJ|CHERRY HILL, NJ|CHERRY HILL, NJ|DELRAN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORTER INVESTMENT MANAGEMENT, LLC | n/a | Apr 14, 2025 | n/a | n/a | Departure no registered destination | Departure |
| EFFICIENT ADVISORS | FIDUCIARY ADVISORS, LLC | Jan 11, 2017 | Feb 2, 2012 | -1,805 | Channel change | Other |
| FIDUCIARY ADVISORS, LLC | KIAROS ADVISORS, LLC | Jan 11, 2017 | Feb 7, 2017 | 27 | Firm change | Other |
| LAMBERT ADVISORS | EFFICIENT ADVISORS | Jun 30, 2010 | Jul 9, 2010 | 9 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | LAMBERT ADVISORS | Aug 14, 2009 | Mar 27, 2010 | 225 | Firm change | Other |
| CINCINNATI ANALYSTS, INC | INVESTORS CAPITAL ADVISORY | May 15, 2009 | May 15, 2009 | 0 | Firm change | Other |
| BCG SECURITIES, INC. | CINCINNATI ANALYSTS, INC | Jul 17, 2006 | May 30, 2008 | 683 | Firm change after gap | Other |