DFX Intelligence

E•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

E•••••••• A•••••••

E•••••••• A•••••••, LLC, CRD 150144

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:726722e5-b29e-d17f-69b3-9738af157d66

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 34
On other graphs: 1
Observed: Jan 26, 2012 to Mar 13, 2026
53 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-06-01 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

A••••••••• I••• · destination firm

Advisor Recruiting IntelligenceJun 1, 2026 · seen 7 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

E•••••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $2.9B
Private client RAUM: $2.8Bderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M••••••• R•••••	CHIEF FINANCIAL OFFICER	Na	yes	03/2021	Mar 31, 2021	Mar 29, 2024
D••••• S••••• B•••••	President	Na	yes	03/2024	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• A•••••••• L••	n/a	Institutional manager	$520M	N	yes	n/a
A••••••••• I•••	n/a	n/a	n/a	N	yes	Sd
A••••••• B•••••• G•••• R•••• M•••••••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	1	no
Durham	Nc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	9	-9	n/a	0	0	0	1	14

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.8B	11.4%	$1.9B	18.1%	14	26	2	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••••• I•••	5	Jun 1, 2026	Jul 15, 2026	CINCINNATI, OH	Firm absorbed	RIA to ibd	50.0%
I••••••••• A•••••• A•••••••• L••	2	Aug 21, 2025	Apr 10, 2018

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••• M•••••••••	2	Dec 1, 2023	May 13, 2021	NORTH LITTLE ROCK, AR	Team lift out	RIA to RIA	2.7%
S••••• M•••••••••	2	Mar 1, 2023	Dec 2, 2022

Relationships

Affiliated with (3)

← A•• C•••••••••Registered adviserother investment adviser, common control
factForm ADV
← F•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ F•••••••• A•••••••• L••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV

Moved with (3)

→ A••••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 1, 2026
Team lift-out
••• Locked
Form ADVobserved 7 days ago
4 advisors
Occurred
Jun 1, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 1, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:726722e5-b29e-d17f-69b3-9738af157d66
First observed: Jan 26, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.