DFX Intelligence

C••• M•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C••• M•••• M••••••••

Advisor at P•••••••• C•••••• M••••••••• I•••

TOPEKA, KS

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Search this name across graphsid dfx:ria:2ed4e806-a481-9836-a632-56b73aedfef2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• C•••••• M••••••••• I•••	Independent wealth	Aug 2, 2018	n/a	yes	TOPEKA, KS	Current employment
L••••• F•••••••• S••••••••• L••	Independent wealth	Jul 7, 2017	Aug 9, 2018	no	Topeka, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• S••••••••• L••	P•••••••• C•••••• M••••••••• I•••	Aug 9, 2018	Aug 2, 2018	-7	Firm change	RIA to RIA
A• W••••• M••••••••• L••	L••••• F•••••••• S••••••••• L••	Jul 6, 2017	Jul 7, 2017

Relationships

Registered with (3)

→ P•••••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 2, 2018 to presentfactForm ADV
→ L••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 7, 2017 to Aug 9, 2018factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 5, 2016 to Jul 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ed4e806-a481-9836-a632-56b73aedfef2
First observed: May 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.