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L••••• F•••••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••• F•••••••• S••••••••• L••

CRD 283553

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da462511-ba04-9e7a-1a25-8fa3b696f68c

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 9
On other graphs: 0
Observed: May 27, 2016 to Jul 21, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $952MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $795M
Private client RAUM: $775MderivedItem 5.D individuals plus high net worth individuals
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• V••••••• W•••	Certified Financial Planner	OVERLAND PARK, KS	10	25	2	no
S••••• L•• M•••••	n/a	OVERLAND PARK, KS	10	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• B••••••• M••••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jul 21, 2026	Jul 21, 2026
P••••••• C••••••••• D••••	MINORITY OWNER / PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF INVESTMENT OFFICER	B	yes	05/2018	Jul 21, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wichita	Ks	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$952M	$806M	18.1%	$509M	23.2%	16	16	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••••• F•••••••• S•••••••• L••	2	Apr 3, 2017	Apr 6, 2017	LEAWOOD, KS	Team lift out	Other	0.0%
L••••• F•••••••• S••••••••• L••	3	Dec 16, 2016

Relationships

Registered with (18)

← P•••• G•••••Advisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← E•••• M•••• S••••••Advisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← B••••••• R••• M••••••••Advisorregistration: current employment
Jun 13, 2024 to presentfactForm ADV
← B•••• Coy

Dated events

Occurred
Jun 3, 2024
Control person joined
Marae Bethany Busche (Chief Compliance Officer) appeared on Schedule A of L••••• F•••••••• S••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 3, 2024
Control person left
N Heather Hardman (Chief Compliance Officer) no longer on Schedule A of L••••• F•••••••• S••••••••• L•• (listed 2024-03-20, absent 2024-06-03)
Form ADVobserved 7 days ago
Occurred
Mar 20, 2024
Regulatory AUM changed
L••••• F•••••••• S••••••••• L•• reported RAUM $645.6M, up 27% from $508.7M (2023-11-22 to 2024-03-20)
Form ADVobserved 7 days ago
$137M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da462511-ba04-9e7a-1a25-8fa3b696f68c
First observed: May 27, 2016
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.