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Advisor at CITIGROUP GLOBAL MARKETS INC.
Twp of Washington, NJ | Fort Lee, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 22, 2023 | n/a | yes | Fort Lee, NJ|Twp of Washington, NJ | Current employment |
| SANTANDER SECURITIES | Bd affiliated wealth | Feb 14, 2019 | Aug 25, 2023 | no | Scotch Plains, NJ|Cherry Hill, NJ|New York, NY|Boston, MA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Nov 16, 2012 | Dec 12, 2018 | no | BRONX, NY|BRONX, NY|BRONX, NY|WOODSIDE, NY|ELMHURST, NY|ELMHURST, NY|BRONX, NY|BRONX, NY|FLUSHING, NY|BRONX, NY|JACKSON HEIGHTS, NY|FLUSHING, NY|FLUSHING, NY|FLUSHING, NY|BRONX, NY|BRONX, NY|JACKSON HEIGHTS, NY|BROOKLYN, NY|GLEN OAKS, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|FOREST HILLS, NY|JAMAICA, NY|FLUSHING, NY|FOREST HILLS, NY|FOREST HILLS, NY|BROOKLYN, NY|MASPETH, NY|LONG ISLAND CITY, NY|BROOKLYN, NY|JAMAICA, NY|FLUSHING, NY|REGO PARK, NY|QUEENS VILLAGE, NY|BROOKLYN, NY|PARSIPPANY, NJ|Brooklyn, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 14, 2011 | Nov 16, 2012 | no | Morristown, NJ | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 10, 2011 | Jun 8, 2011 | no | PARAMUS, NJ | Previous registration |
| TD WEALTH MANAGEMENT SERVICES INC. | n/a | Jul 20, 2009 | May 28, 2010 | no | NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 24, 2009 | no | NEW YORK, NY|LONG ISLAND CITY, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Dec 6, 2004 | May 29, 2007 | no | LONG ISLAND CITY, NY | Previous registration |
| QUICK & REILLY, INC. | n/a | Jul 30, 2003 | May 8, 2004 | no | NEW YORK, NY | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 1, 2002 | Aug 20, 2002 | no | BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | CITIGROUP GLOBAL MARKETS INC. | Aug 25, 2023 | Aug 22, 2023 | -3 | Firm change | Ibd to ibd |
| HSBC SECURITIES (USA) INC. | SANTANDER SECURITIES | Dec 12, 2018 | Feb 14, 2019 | 64 | Firm change | Ibd to ibd |
| MORGAN STANLEY | HSBC SECURITIES (USA) INC. | Nov 16, 2012 | Nov 16, 2012 | 0 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | MORGAN STANLEY | Jun 8, 2011 | Jun 14, 2011 | 6 | Firm change | Other |
| TD WEALTH MANAGEMENT SERVICES INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 28, 2010 | Feb 10, 2011 | 258 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | TD WEALTH MANAGEMENT SERVICES INC. | Mar 24, 2009 | Jul 20, 2009 | 118 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| QUICK & REILLY, INC. | CITICORP INVESTMENT SERVICES | May 8, 2004 | Dec 6, 2004 | 212 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | QUICK & REILLY, INC. | Aug 20, 2002 | Jul 30, 2003 | 344 | Firm change | Other |