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RIA / WealthAdvisorCertified Financial Planner18 years in industry

MARK RICHARD HOLDEN

Advisor at VESTOR CAPITAL, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:2ee50344-b87a-e05d-00a0-b4a67e56a7e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VESTOR CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 24, 2010
First registration: Mar 26, 2010
Dual registered: no
IAPD individual key: 5721097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VESTOR CAPITAL, LLC	Independent wealth	Feb 10, 2022	n/a	yes	CHICAGO, IL	Current employment
VESTOR CAPITAL, LLC	Independent wealth	Sep 22, 2021	Dec 31, 2021	no	CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 22, 2016	Sep 10, 2021	no	Chicago, IL\|CHICAGO, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 22, 2016	Sep 10, 2021	no	CHICAGO, IL\|CHICAGO, IL\|Chicago, IL	Previous registration
TRADEWISE ADVISORS, INC.	Former SEC adviser	Sep 13, 2013	Jan 22, 2016	no	CHICAGO, IL	Previous registration
TRADEWISE ADVISORS, INC.	Former SEC adviser	Jun 21, 2010	Sep 13, 2013	no	CHICAGO, IL	Previous registration
THINKORSWIM ADVISORS, INC.	n/a	Mar 26, 2010	Aug 6, 2010	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	VESTOR CAPITAL, LLC	Sep 10, 2021	Sep 22, 2021	12	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 10, 2021	Jan 22, 2016	-2,058	Channel change	Other
TRADEWISE ADVISORS, INC.	TD AMERITRADE, INC.	Jan 22, 2016	Jan 22, 2016	0	Channel change	Other
THINKORSWIM ADVISORS, INC.	TRADEWISE ADVISORS, INC.	Aug 6, 2010	Jun 21, 2010	-46	Firm change after gap	Other

Relationships

Registered with (5)

→ VESTOR CAPITAL, LLCRegistered adviserregistration: previous registration
Sep 22, 2021 to Dec 31, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 22, 2016 to Sep 10, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 22, 2016 to Sep 10, 2021factForm ADV
→ TRADEWISE ADVISORS, INC.Registered adviserregistration: previous registration
Sep 13, 2013 to Jan 22, 2016factForm ADV
→ THINKORSWIM ADVISORS, INC.Registered adviserregistration: previous registration
Mar 26, 2010 to Aug 6, 2010factForm ADV

Dated events

No dated event names this entity yet.