DFX Intelligence

B•• F•••••••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

B•• F•••••••• A•••• M••••••••• I•••

CRD 106507

HOUSTON, TX

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Search this name across graphsid dfx:ria:568298d5-227b-1f13-9973-626cd4968047

Data as of Jun 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 0
On other graphs: 1
Observed: Dec 19, 2011 to Jun 29, 2021
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

B•• F•••••••• A•••• M••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $98.5M
Private client RAUM: $87.3Mderived••• Locked
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• F•••••••• C•••••••••	Owner	E	yes	03/2001	May 22, 2014	Jun 29, 2021
B•••• N•••	DIRECT BENEFICIAL OWNER	E	yes	04/2014	May 11, 2015	Jun 29, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• G•••• L•	n/a	Asset manager	$108B	N	yes	n/a
C•••••• H••• I••••••••• M••••••••• I•••	n/a	Other adviser	$15B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
S••••SDALE	Az	United States	1	no
OVERLAND PARK	Ks	United States	1	no
OKLAHOMA CITY	Ok	United States	1	no
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.3B	$1.2B	6.0%	$1.4B	-3.2%	24	27	4	4

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• H••• I••••••••• M••••••••• I•••	2	Dec 14, 2021	Dec 9, 2021	HOUSTON, TX	Channel change	Other	66.7%
W••••••••• R••••••••• A•••••••	2	Jan 4, 2021	Jan 6, 2021

Relationships

Affiliated with (5)

→ B•• F•••••••• P•••••• W•••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ C•••••• H••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ S•••••••• G•••• L•Registered adviserother investment adviser, common control
factForm ADV
→ B•• F•••••••• A•••••••Registered adviserother investment adviser, broker-dealer, common control

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:568298d5-227b-1f13-9973-626cd4968047
First observed: Dec 19, 2011
Last observed: Jun 29, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.