DFX Intelligence

J••••••• L• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

J••••••• L• H••••••

Advisor at M••• S••••• F•••••••• S••••••••• L••

NEWTOWN, PA | Cranston, RI

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Search this name across graphsid dfx:ria:2f06bc78-496f-922a-5249-02d14b2b4445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• S••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• S••••• F•••••••• S••••••••• L••	Independent wealth	Feb 27, 2020	n/a	yes	NEWTOWN, PA\|Cranston, RI	Current employment
M••• S••••• F•••••••• S••••••••• L••	Former SEC adviser	Jun 27, 2016	Jul 1, 2020	no	Providence, RI\|NEWTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S••••• F•••••••• S••••••••• L••	M••• S••••• F•••••••• S••••••••• L••	Jul 1, 2020	Feb 27, 2020	-125	Channel change	RIA to RIA
J• H•••••• F•••••••• P•••••••	M••• S••••• F•••••••• S••••••••• L••	Jul 4, 2016	Jun 27, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
146118:305834:PA:2020-07-01	Jul 1, 2020	Feb 27, 2020	NEWTOWN, PA	Firm change after gap

Relationships

Registered with (4)

→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Feb 27, 2020 to presentfactForm ADV
→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 27, 2016 to Jul 1, 2020factForm ADV
→ J• H•••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Apr 1, 2013 to Jul 4, 2016factForm ADV
→ O••••••••• • C•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f06bc78-496f-922a-5249-02d14b2b4445
First observed: Jan 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.