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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD 146118

NEWTOWN, PA

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Search this name across graphsid dfx:ria:4e349b21-eb8a-1cee-66d2-08618007b1d3

Data as of Aug 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 3
On other graphs: 0
Observed: Jan 19, 2012 to Aug 1, 2019
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $884MItem 5.F on the latest filing (2019-08-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $760M
Private client RAUM: $884MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 19
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 2,870
Individual clients: 626
High net worth clients: 277
SEC number: 801-70557
CRD: 146118
Filings on the tape: 27
First filed: Jan 19, 2012
Latest filed: Aug 1, 2019
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANKO, BRETT, ROBERT	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER	D	yes	06/2002	Jan 19, 2012	Aug 1, 2019
DZELZGALVIS, MARIE, THERESE	CHIEF FINANCIAL OFFICER	Na	yes	01/2017	Mar 28, 2019	Aug 1, 2019
ELLIOTT, COURTNEY, ANNE	CHIEF ADMINISTRATIVE OFFICER	Na	yes	09/2017	Mar 28, 2019	Aug 1, 2019
MINTER, MICHAEL, SCOTT	CHIEF INVESTMENT OFFICER	B	yes	10/2008	Jan 19, 2012	Aug 1, 2019
BUCHAN, DOUGLAS, ROBERT	Member	A	no	07/2011	Jan 19, 2012	Aug 1, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUPERIOR COVE INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	2	no
Greensboro	Ga	United States	2	no
Verona	Nj	United States	2	yes
SOUTH HAMILTON	Ma	United States	1	no
CHEVY CHASE	Md	United States	1	no
Flemington	Nj	United States	1	no
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$884M	$760M	21	19	11	n/a	n/a
2017	Feb 28, 2018	$735M	$631M	20	20	11	n/a	n/a
2016	Mar 30, 2017	$495M	$385M	20	20	n/a	n/a	n/a
2015	Mar 10, 2016	$293M	$176M	14	9	n/a	n/a	n/a
2014	Mar 26, 2015	$258M	$157M	14	9	n/a	n/a	n/a
2013	Mar 20, 2014	$194M	$110M	11	9	n/a	n/a	n/a
2012	Mar 14, 2013	$128M	$71.0M	11	9	n/a	n/a	n/a
2011	Mar 26, 2012	$80.0M	$25.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$884M	$735M	20.3%	$293M	44.5%	21	20	11	11

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MAIN STREET FINANCIAL SOLUTIONS, LLC	3	Jul 1, 2020	Apr 3, 2020	ATLANTA, GA	Channel change	RIA to RIA	14.3%
MAIN STREET FINANCIAL SOLUTIONS, LLC	3	Jul 1, 2020	Mar 25, 2020	VERONA, NJ	Channel change	RIA to RIA	14.3%
MAIN STREET FINANCIAL SOLUTIONS, LLC	2	Jul 1, 2020	Apr 28, 2020	HUNTINGTON, NY	Channel change	RIA to RIA	9.5%
MAIN STREET FINANCIAL SOLUTIONS, LLC	11	Jul 1, 2020	Sep 20, 2021	NEWTOWN, PA	Firm absorbed	RIA to RIA	52.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 9, 2019	Aug 2, 2019	THE WOODLANDS, TX	Team lift out	Wirehouse to RIA	0.0%
UBS FINANCIAL SERVICES INC.	2	Sep 20, 2016	Oct 24, 2016	ATLANTA, GA	Team lift out	Other	0.0%

Relationships

Controls (4)

← DANKO, BRETT, ROBERTOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 19, 2012 to presentfactForm ADV
← MINTER, MICHAEL, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Jan 19, 2012 to presentfactForm ADV
← ELLIOTT, COURTNEY, ANNEOwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV
← DZELZGALVIS, MARIE, THERESEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV

Owns (1)

← BUCHAN, DOUGLAS, ROBERTOwnerMEMBER, ownership code A, individual
Jan 19, 2012 to presentfactForm ADV

Moved with (3)

→ MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered adviser11 advisors, firm absorbed, same day
Jul 1, 2020 to Sep 20, 2021factForm ADV
← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out
Aug 9, 2019 to Aug 2, 2019factForm ADV
← UBS FINANCIAL SERVICES INC.Registered adviser2 advisors, team lift out, same day
Sep 20, 2016 to Oct 24, 2016factForm ADV

Registered with (25)

← JOHN JERE MALZONEAdvisorregistration: previous registration
Dec 27, 2016 to Jul 1, 2020factForm ADV
← LINDA KENNEDY PYLESAdvisorregistration: previous registration
Sep 12, 2012 to Jul 1, 2020factForm ADV
← KERRIE JEANNE DEBBSAdvisorregistration: previous registration
Jul 12, 2012 to Jul 1, 2020factForm ADV
← BRETT ROBERT DANKOAdvisorregistration: previous registration
Feb 8, 2008 to Jul 1, 2020factForm ADV
← JAMAHL LODEWYK MAHMOODAdvisorregistration: previous registration
May 10, 2017 to Jul 1, 2020factForm ADV
← KENNETH CHRISTOPHER PAULAdvisorregistration: previous registration
May 22, 2018 to Jul 1, 2020factForm ADV
← BRIAN WILLIAM DOEAdvisorregistration: previous registration
Nov 12, 2013 to Jul 1, 2020factForm ADV
← MICHAEL SCOTT MINTERAdvisorregistration: previous registration
Feb 26, 2008 to Jul 1, 2020factForm ADV
← JAMES J BEVILLEAdvisorregistration: previous registration
Jan 20, 2016 to Jul 1, 2020factForm ADV
← ANDREW JACKSON MURPHYAdvisorregistration: previous registration
Oct 19, 2016 to Jul 1, 2020factForm ADV
← M THOMAS PABLOAdvisorregistration: previous registration
May 12, 2015 to Jul 1, 2020factForm ADV
← NICOLAS G VALDES-FAULIAdvisorregistration: previous registration
Aug 20, 2015 to Jul 1, 2020factForm ADV
← MICHAEL ANTHONY BUKOWSKIAdvisorregistration: previous registration
Jun 17, 2016 to Jul 1, 2020factForm ADV
← AMY LEISAdvisorregistration: previous registration
Jul 19, 2019 to Jul 1, 2020factForm ADV
← Crystal Dobson PrachylAdvisorregistration: previous registration
Aug 2, 2019 to Jul 1, 2020factForm ADV
← JEFFREY JOHNSTON BUICEAdvisorregistration: previous registration
Oct 24, 2016 to Jul 1, 2020factForm ADV
← AYMAN EZZATAdvisorregistration: previous registration
Oct 30, 2018 to Jul 1, 2020factForm ADV
← JENNIFER L HUSHIONAdvisorregistration: previous registration
Jun 27, 2016 to Jul 1, 2020factForm ADV
← KAYWAN GHAZIZADEHAdvisorregistration: previous registration
Jun 13, 2017 to Jul 1, 2020factForm ADV
← MARQUIS CHARLES HAMMETTAdvisorregistration: previous registration
Aug 2, 2019 to Jul 1, 2020factForm ADV
← JONATHAN CRAIG BRANDLAdvisorregistration: previous registration
Oct 31, 2019 to Jul 1, 2020factForm ADV
← DOUGLAS ROBERT BUCHANAdvisorregistration: previous registration
May 4, 2011 to Jul 29, 2019factForm ADV
← JEFFREY PAUL WESNOFSKEAdvisorregistration: previous registration
Jul 2, 2014 to Jul 31, 2014factForm ADV
← ELIZABETH M BENNETTAdvisorregistration: previous registration
Feb 6, 2013 to Oct 9, 2013factForm ADV
← TARA CONTI BANSALAdvisorregistration: previous registration
Mar 28, 2008 to Jul 18, 2013factForm ADV

Dated events

Occurred
Mar 28, 2019
Succession filed (Item 4)
Main Street Financial Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Mar 28, 2019
Control person joined
Therese Marie Dzelzgalvis (Chief Financial Officer) appeared on Schedule A of Main Street Financial Solutions, Llc
Form ADVobserved 3 days ago
Occurred
Mar 28, 2019
Control person joined
Anne Courtney Elliott (Chief Administrative Officer) appeared on Schedule A of Main Street Financial Solutions, Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e349b21-eb8a-1cee-66d2-08618007b1d3
First observed: Jan 19, 2012
Last observed: Aug 1, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAIN STREET FINANCIAL SOLUTIONS, LLC

CRD 146118

NEWTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e349b21-eb8a-1cee-66d2-08618007b1d3

Data as of Aug 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANKO, BRETT, ROBERT

MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER

yes

06/2002

Jan 19, 2012

Aug 1, 2019

DZELZGALVIS, MARIE, THERESE

CHIEF FINANCIAL OFFICER

yes

01/2017

Mar 28, 2019

Aug 1, 2019

ELLIOTT, COURTNEY, ANNE

CHIEF ADMINISTRATIVE OFFICER

yes

09/2017

Mar 28, 2019

Aug 1, 2019

MINTER, MICHAEL, SCOTT

CHIEF INVESTMENT OFFICER

yes

10/2008

Jan 19, 2012

Aug 1, 2019

BUCHAN, DOUGLAS, ROBERT

Member

07/2011

Jan 19, 2012

Aug 1, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUPERIOR COVE INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Greensboro

United States

Verona

United States

yes

SOUTH HAMILTON

United States

CHEVY CHASE

United States

Flemington

United States

NEW YORK

United States

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$884M

$760M

n/a

2017

Feb 28, 2018

$735M

$631M

n/a

2016

Mar 30, 2017

$495M

$385M

n/a

2015

Mar 10, 2016

$293M

$176M

n/a

2014

Mar 26, 2015

$258M

$157M

n/a

2013

Mar 20, 2014

$194M

$110M

n/a

2012

Mar 14, 2013

$128M

$71.0M

n/a

2011

Mar 26, 2012

$80.0M

$25.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$884M

$735M

20.3%

$293M

44.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Apr 3, 2020

ATLANTA, GA

Channel change

RIA to RIA

14.3%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Mar 25, 2020

VERONA, NJ

Channel change

RIA to RIA

14.3%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Apr 28, 2020

HUNTINGTON, NY

Channel change

RIA to RIA

9.5%

MAIN STREET FINANCIAL SOLUTIONS, LLC

Jul 1, 2020

Sep 20, 2021

NEWTOWN, PA

Firm absorbed

RIA to RIA

52.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 9, 2019

Aug 2, 2019

THE WOODLANDS, TX

Team lift out

Wirehouse to RIA

0.0%

UBS FINANCIAL SERVICES INC.

Sep 20, 2016

Oct 24, 2016

ATLANTA, GA

Team lift out

Other

0.0%