DFX Intelligence

Data Factory

C•••••• A•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••••• A•• M••••••

Advisor at W•••• F•••• A•••••••

SAN ANTONIO , TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f09716f-717c-3f2e-43fa-d71372b38ae0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 12, 2026	n/a	yes	SAN ANTONIO , TX	Current employment
B•••••••• A•••• M••••••••• L••	Independent wealth	Feb 15, 2023	May 14, 2026	no	New Braunfels, TX\|New Braunfels, TX\|RENO, NV\|New Braunfels, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	W•••• F•••• A•••••••	May 14, 2026	May 12, 2026	-2	Firm change	RIA to wirehouse
T•• W••••• A•••••••• L••	B•••••••• A•••• M••••••••• L••	Feb 15, 2023	Feb 15, 2023

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2023 to May 14, 2026factForm ADV
→ T•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2015 to Feb 15, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 14, 2026
Advisor changed firm
C•••••• A•• M•••••• left B•••••••• A•••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2026-05-12)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2023
Advisor changed firm
C•••••• A•• M•••••• left T•• W••••• A•••••••• L•• for B•••••••• A•••• M••••••••• L•• (registered 2023-02-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f09716f-717c-3f2e-43fa-d71372b38ae0
First observed: Dec 13, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.