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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

TIMOTHY MONTILLANO SALUNGA

Advisor at ADVICE AND PLANNING SERVICES

PALO ALTO, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:2f392328-8b56-7206-c8ee-d87a322622d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Dec 19, 2011
First registration: Jan 3, 2013
Dual registered: yes, broker-dealer
Other names: TJ SALUNGA|TIMOTHY SALUNGA
IAPD individual key: 5627351

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Dec 15, 2016	n/a	yes	PALO ALTO, CA\|San Francisco, CA	Current employment
SIGFIG WEALTH MANAGEMENT LLC	Independent wealth	Apr 10, 2014	Dec 7, 2016	no	SAN FRANCISCO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 3, 2013	Jan 15, 2014	no	SAN FRANCISCO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 3, 2013	Jan 15, 2014	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGFIG WEALTH MANAGEMENT LLC	ADVICE AND PLANNING SERVICES	Dec 7, 2016	Dec 15, 2016	8	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 15, 2014	Jan 3, 2013	-377	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 15, 2014	Jan 3, 2013	-377	Firm change after gap	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Dec 15, 2016 to presentfactForm ADV
→ SIGFIG WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 10, 2014 to Dec 7, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 3, 2013 to Jan 15, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 3, 2013 to Jan 15, 2014factForm ADV

Dated events

No dated event names this entity yet.