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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SIGFIG WEALTH MANAGEMENT LLC

CRD 158823

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f88fd6c-64f5-9446-3477-7213ed787d06

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 18
On other graphs: 0
Observed: Jan 26, 2012 to Feb 12, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.6BItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.6B
Private client RAUM: $3.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $895Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 96
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 106,361
Individual clients: 106,229
High net worth clients: 132
Custody, client assets: $244M
SEC number: 801-72762
CRD: 158823
Filings on the tape: 53
First filed: Jan 26, 2012
Latest filed: Feb 12, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TERRY ELLEN BANET	n/a	Bala Cynwyd, PA	10	14	n/a	no
STEVEN VINCENT MATTUS	n/a	SAN FRANCISCO, CA \| Fairfield, CT	3	30	5	no
BYUNG NAM KIM	n/a	San Francisco, CA	1	23	1	no
AARON GUBIN	n/a	SAN FRANCISCO, CA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANET, TERRY, ELLEN	HEAD OF INVESTMENTS AND TRADING	Na	yes	01/2012	Feb 12, 2026	Feb 12, 2026
FONG, ROGER, HOUNG-CHIU	CHIEF TECHNOLOGY OFFICER	Na	yes	02/2007	Feb 12, 2026	Feb 12, 2026
MERCURIO, DANIEL, ARTHUR	CHIEF OPERATING OFFICER	Na	yes	12/2024	Feb 12, 2026	Feb 12, 2026
NVEST, INC.	Member	E	yes	10/2006	Feb 12, 2026	Feb 12, 2026
Salvi, Samir, Nitinkumar	CHIEF FINANCIAL OFFICER GM OF DIGITAL WEALTH, CCO	Na	yes	08/2021	Feb 12, 2026	Feb 12, 2026
SHA, MICHAEL, TAI	CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER	Na	yes	10/2006	Feb 12, 2026	Feb 12, 2026
ANCELJ, TONY, JOSEPH	HEAD OF LEGAL & CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Aug 14, 2023	May 3, 2024
MATTUS, STEVEN, VINCENT	CHIEF INVESTMENT OFFICER AND GM OF DIGITAL WEALTH	Na	yes	07/2023	Aug 14, 2023	May 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Noida	n/a	India	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 12, 2026	$3.6B	$3.6B	96	6	1	n/a	n/a
2024	Apr 30, 2025	$3.0B	$3.0B	125	6	1	n/a	n/a
2023	Mar 15, 2024	$2.8B	$2.8B	131	7	1	n/a	n/a
2022	Mar 14, 2023	$2.1B	$2.1B	168	8	2	n/a	n/a
2021	Mar 25, 2022	$2.3B	$2.3B	171	8	2	n/a	n/a
2020	Mar 29, 2021	$1.4B	$1.4B	124	8	3	n/a	n/a
2019	Mar 19, 2020	$835M	$835M	133	8	5	n/a	n/a
2018	Mar 28, 2019	$485M	$485M	188	10	5	n/a	n/a
2017	Mar 26, 2018	$211M	$211M	168	12	5	n/a	n/a
2016	Mar 27, 2017	$120M	$120M	110	9	n/a	n/a	n/a
2015	Mar 11, 2016	$93.7M	$93.7M	46	4	n/a	n/a	n/a
2014	Mar 31, 2015	$70.0M	$70.0M	41	8	n/a	n/a	n/a
2013	Mar 31, 2014	$33.0M	$33.0M	41	8	n/a	n/a	n/a
2012	Apr 1, 2013	n/a	n/a	17	10	n/a	n/a	n/a
2011	Mar 1, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.0B	20.5%	$2.1B	19.6%	96	125	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CITIZENS SECURITIES, INC.	2	Sep 17, 2018	Oct 2, 2018	PHOENIX, AZ	Team lift out	RIA to ibd	33.3%

Relationships

Registered with (13)

← AARON GUBINAdvisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← BYUNG NAM KIMAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← STEVEN VINCENT MATTUSAdvisorregistration: current employment
Sep 5, 2023 to presentfactForm ADV
← TERRY ELLEN BANETAdvisorregistration: current employment
Apr 14, 2016 to presentfactForm ADV
← Nicholas Joel TilsonAdvisorregistration: previous registration
Jun 4, 2024 to Apr 28, 2026factForm ADV
← Andrew John VanLaninghamAdvisorregistration: previous registration
Jun 4, 2024 to Feb 17, 2025factForm ADV
← Howard I MortensonAdvisorregistration: previous registration
Oct 1, 2021 to Jun 17, 2024factForm ADV
← STEVEN PAUL LIFGRENAdvisorregistration: previous registration
Apr 1, 2016 to Feb 6, 2020factForm ADV
← Raymond F TenpennyAdvisorregistration: previous registration
May 1, 2017 to Mar 5, 2019factForm ADV
← MAGGIE RHEA PARKERAdvisorregistration: previous registration
May 9, 2017 to Sep 24, 2018factForm ADV
← Jason WillyardAdvisorregistration: previous registration
May 9, 2017 to Sep 17, 2018factForm ADV
← GERALD JOSEPH SHARKEYAdvisorregistration: previous registration
Nov 22, 2016 to Apr 4, 2017factForm ADV
← TIMOTHY MONTILLANO SALUNGAAdvisorregistration: previous registration
Apr 10, 2014 to Dec 7, 2016factForm ADV

Controls (7)

← MATTUS, STEVEN, VINCENTOwnerCHIEF INVESTMENT OFFICER AND GM OF DIGITAL WEALTH, ownership code NA, individual
Aug 14, 2023 to May 3, 2024factForm ADV
← BANET, TERRY, ELLENOwnerHEAD OF INVESTMENTS AND TRADING, ownership code NA, individual
May 2, 2013 to May 3, 2024factForm ADV
← SHA, MICHAEL, TAIOwnerCHIEF EXECUTIVE OFFICER/ MANAGING MEMBER, ownership code NA, individual
Jan 26, 2012 to May 3, 2024factForm ADV
← FONG, ROGER, HOUNG-CHIUOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Jan 26, 2012 to May 3, 2024factForm ADV
← Salvi, Samir, NitinkumarOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 16, 2021 to May 3, 2024factForm ADV
← ANCELJ, TONY, JOSEPHOwnerHEAD OF LEGAL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 14, 2023 to May 3, 2024factForm ADV
← NVEST, INC.OwnerMEMBER, ownership code E, domestic entity
Jan 26, 2012 to May 3, 2024factForm ADV

Moved with (1)

→ CITIZENS SECURITIES, INC.Registered adviser2 advisors, team lift out, same day
Sep 17, 2018 to Oct 2, 2018factForm ADV

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
Nicholas Joel Tilson left Sigfig Wealth Management Llc for Mml Investors Services, Llc (registered 2026-03-27)
Form ADVobserved 5 days ago
Occurred
Feb 17, 2025
Advisor changed firm
Andrew John Vanlaningham left Sigfig Wealth Management Llc for Osaic Wealth, Inc. (registered 2025-02-14)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Howard I Mortenson left Sigfig Wealth Management Llc for Empower Advisory Group, Llc (registered 2026-08-31)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2024
Regulatory AUM changed
Sigfig Wealth Management Llc reported RAUM $2.8B, up 33% from $2.1B (2023-08-14 to 2024-03-15)
Form ADVobserved 5 days ago
$702M
Occurred
Aug 14, 2023
Control person joined
Joseph Tony Ancelj (Deputy General Counsel & Chief Compliance Officer) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Aug 14, 2023
Control person joined
Vincent Steven Mattus (Co-Chief Investment Officer And Gm Of Digital Wealth) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Aug 14, 2023
Control person left
Todd Matthew Baskir (Chief Compliance Officer & Counsel) no longer on Schedule A of Sigfig Wealth Management Llc (listed 2023-05-30, absent 2023-08-14)
Form ADVobserved 5 days ago
Occurred
Jun 11, 2022
Control person left
Roberto Moreiro (Interim Chief Compliance Officer) no longer on Schedule A of Sigfig Wealth Management Llc (listed 2022-03-25, absent 2022-06-11)
Form ADVobserved 5 days ago
Occurred
Jun 11, 2022
Control person joined
Todd Matthew Baskir (Chief Compliance Officer & Counsel) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Sigfig Wealth Management Llc reported RAUM $2.3B, up 62% from $1.4B (2021-08-16 to 2022-03-25)
Form ADVobserved 5 days ago
$879M
Occurred
Mar 25, 2022
Control person left
Elizabeth Amy Chen (Chief Compliance Officer) no longer on Schedule A of Sigfig Wealth Management Llc (listed 2021-08-16, absent 2022-03-25)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Roberto Moreiro (Interim Chief Compliance Officer) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Aug 16, 2021
Control person joined
Nitinkumar Samir Salvi (Chief Financial Officer) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago
Occurred
Aug 16, 2021
Control person left
Benton Anne Heller (Chief Financial Officer) no longer on Schedule A of Sigfig Wealth Management Llc (listed 2021-03-29, absent 2021-08-16)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Sigfig Wealth Management Llc reported RAUM $1.4B, up 70% from $834.7M (2020-06-24 to 2021-03-29)
Form ADVobserved 5 days ago
$587M
Occurred
Mar 19, 2020
Regulatory AUM changed
Sigfig Wealth Management Llc reported RAUM $834.7M, up 72% from $485.1M (2019-03-28 to 2020-03-19)
Form ADVobserved 5 days ago
$350M
Occurred
Mar 28, 2019
Regulatory AUM changed
Sigfig Wealth Management Llc reported RAUM $485.1M, up 58% from $308.0M (2018-11-30 to 2019-03-28)
Form ADVobserved 5 days ago
$177M
Occurred
Mar 28, 2019
Control person joined
Benton Anne Heller (Chief Financial Officer) appeared on Schedule A of Sigfig Wealth Management Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f88fd6c-64f5-9446-3477-7213ed787d06
First observed: Jan 26, 2012
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIGFIG WEALTH MANAGEMENT LLC

CRD 158823

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f88fd6c-64f5-9446-3477-7213ed787d06

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TERRY ELLEN BANET

n/a

Bala Cynwyd, PA

n/a

STEVEN VINCENT MATTUS

n/a

SAN FRANCISCO, CA | Fairfield, CT

BYUNG NAM KIM

n/a

San Francisco, CA

AARON GUBIN

n/a

SAN FRANCISCO, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANET, TERRY, ELLEN

HEAD OF INVESTMENTS AND TRADING

yes

01/2012

Feb 12, 2026

FONG, ROGER, HOUNG-CHIU

CHIEF TECHNOLOGY OFFICER

yes

02/2007

Feb 12, 2026

MERCURIO, DANIEL, ARTHUR

CHIEF OPERATING OFFICER

yes

12/2024

Feb 12, 2026

NVEST, INC.

Member

yes

10/2006

Feb 12, 2026

Salvi, Samir, Nitinkumar

CHIEF FINANCIAL OFFICER GM OF DIGITAL WEALTH, CCO

yes

08/2021

Feb 12, 2026

SHA, MICHAEL, TAI

CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER

yes

10/2006

Feb 12, 2026

ANCELJ, TONY, JOSEPH

HEAD OF LEGAL & CHIEF COMPLIANCE OFFICER

yes

08/2023

Aug 14, 2023

May 3, 2024

MATTUS, STEVEN, VINCENT

CHIEF INVESTMENT OFFICER AND GM OF DIGITAL WEALTH

yes

07/2023

Aug 14, 2023

May 3, 2024

City

State

Country

Employees

Also broker-dealer

Noida

n/a

India

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 12, 2026

$3.6B

n/a

2024

Apr 30, 2025

$3.0B

125

n/a

2023

Mar 15, 2024

$2.8B

131

n/a

2022

Mar 14, 2023

$2.1B

168

n/a

2021

Mar 25, 2022

$2.3B

171

n/a

2020

Mar 29, 2021

$1.4B

124

n/a

2019

Mar 19, 2020

$835M

133

n/a

2018

Mar 28, 2019

$485M

188

n/a

2017

Mar 26, 2018

$211M

168

n/a

2016

Mar 27, 2017

$120M

110

n/a

2015

Mar 11, 2016

$93.7M

n/a

2014

Mar 31, 2015

$70.0M

n/a

2013

Mar 31, 2014

$33.0M

n/a

2012

Apr 1, 2013

n/a

2011

Mar 1, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.6B

$3.0B

20.5%

$2.1B

19.6%

125

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CITIZENS SECURITIES, INC.

Sep 17, 2018

Oct 2, 2018

PHOENIX, AZ

Team lift out

RIA to ibd

33.3%