DFX Intelligence

C•••••• J•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C•••••• J•••• J••••

Advisor at H••••••• F••••

Verona, WI | WAYNE, PA

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Search this name across graphsid dfx:ria:2f392594-8b31-5484-4fdd-1a24b6079200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	Jan 16, 2018	n/a	yes	WAYNE, PA\|Verona, WI	Current employment
B•• M••••• S••••••••• C•••••••••	Other adviser	May 13, 2014	Dec 21, 2016	no	OMAHA, NE\|SHAKER HEIGHTS, OH\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• M••••• S••••••••• C•••••••••	H••••••• F••••	Dec 21, 2016	Jan 16, 2018	391	Firm change	Other
L•••• A••••• • C•• L••	B•• M••••• S••••••••• C•••••••••	May 13, 2014	May 13, 2014

Relationships

Registered with (3)

→ H••••••• F••••Registered adviserregistration: current employment
Jan 16, 2018 to presentfactForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 13, 2014 to Dec 21, 2016factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
May 13, 2009 to May 13, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f392594-8b31-5484-4fdd-1a24b6079200
First observed: May 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.