This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FISHER\SMB

Current firm class

institutional managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 2, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 2, 2006

First registration

May 5, 2017

Dual registered

no

Other names

MATTHEW L ZOKAI|Matthew Lee Zokai

IAPD individual key

4908590

• Occurred

  Apr 6, 2026
  Advisor changed firm

  Matthew L Zokai left Cetera Investment Advisers Llc for Fisher\Smb (registered 2026-04-14)

  Form ADVobserved 6 days ago
• Occurred

  Apr 6, 2026
  Advisor changed firm

  Matthew L Zokai left Avantax Planning Partners, Inc. for Cetera Investment Advisers Llc (registered 2025-09-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2f4df439-7e6d-bfda-33a1-7a2108243182

First observed

May 5, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.