DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• L• Z••••

F•••••••••institutionalCarrollton, TxIA-onlyIAPD 4908590

Feed of 09/14/2026

Also filed as M•••••• L• Z••••

At current firm

0 y

since Apr 14, 2026

In the industry

19 y

since Oct 2, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• institutional current
since Apr 14, 2026 · Carrollton, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Apr 6, 2026 · Dallas, Tx
A•••••• P••••••• P•••••••• I••• BD affiliated
Feb 1, 2023 to Apr 6, 2026 · Dallas, Tx
A•••••• A••••••• S••••••• former
Oct 25, 2019 to Sep 5, 2025 · Irving, Tx
1•• G••••• A••••••• I•• former
May 5, 2017 to Oct 25, 2019 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to F•••••••••
left Apr 6, 2026, registered Apr 14, 2026 (8 days) · Other
A•••••• P••••••• P•••••••• I••• to C••••• I••••••••• A••••••• L••
left Apr 6, 2026, registered Sep 5, 2025 (-213 days) · Affiliated broker-dealer or bank to another · moved with a team
A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••
left Sep 5, 2025, registered Feb 1, 2023 (-947 days) · channel change inside one enterprise, not a move · moved with a team
1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••
left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move

Signals

M•••••• L• Z•••• left C••••• I••••••••• A••••••• L•• for Fisher\Smb (registered 2026-04-14)
Apr 6, 2026 · Advisor changed firm · fact
M•••••• L• Z•••• left A•••••• P••••••• P•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-09-05)
Apr 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address