DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pathways Wealth Management, Inc.
Latest filing Aug 27, 2026
First filing on the tape Mar 23, 2012 · 14 filings
SEC status approved since Jul 25, 2024
RAUM
$287M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
95%
$274M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$95.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$287M as of Aug 27, 2026
Mar 23, 2012$29.9M then
HNW client RAUM$176M as of Aug 27, 2026
Apr 29, 2025$59.9M then
State-registered IARs (5.B.3)3 as of Aug 27, 2026
Mar 23, 20120 then
Employees (5.A)5 as of Aug 27, 2026
Apr 29, 20255 then
Private funds: no history
RAUM +115% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 161derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $303,725derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +115%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -27%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Wrap fee program
- $60.6MreportedItem 5.I
- Custody
- $47.7M, 116 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$176M61%
- Individuals$97.7M34%
- Pension and profit-sharing plans$8.4M2.9%
- Corporations and businesses$4.7M1.6%
- Individual clients
- 410reported
- HNW clients
- 74reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 945reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $47.7M for 116 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dustin Blake BeamCertified Financial Planner | Tipp City, Oh | Aug 30, 2010 | 25 y | 3 |
| Andrea Meisel Clark | Tipp City, Oh | Jan 27, 2016 | 32 y | 3 |
| Caden Blake Beam | Tipp City, Oh | Jan 6, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Russell Lamar Clark to Morgan Keegan & Company, LLCJan 5, 2011 · Other
Joined, latest
- Andrea Meisel Clark from Morgan StanleyJan 27, 2016 · Other
- Dustin Blake Beam from Morgan StanleyAug 30, 2010 · Other
- Russell Lamar Clark from Morgan StanleyJun 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Blake Dustin Beam · Presidentcontrolsince 01/2022 · owns 75% or more
- Ann Sonia Goforth · Chief Compliance Officersince 06/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Pathways Wealth Management, Inc. as a related person
- 27913 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tipp City, Oh | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 24, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $133,311,983 to $287,019,868, advisors 3 to 3, private clients 662 to 484, offices 0 to 0 (2025-04-29 to 2026-03-24)peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Mar 24, 2026discretionary share of RAUM moved from 49.0% to 79.0% between the annual amendments of 2025-04-29 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 45.0% to 61.0% between the annual amendments of 2025-04-29 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $133,311,983 to $287,019,868 (+115.0%) between the annual amendments of 2025-04-29 and 2026-03-24; the peer median change was +15.0% (4551 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 683 to 945Oct 13, 2025 to Mar 24, 2026
- BD registered reps · 2 to 0Oct 13, 2025 to Mar 24, 2026
- Corporate clients · 14 to 20Oct 13, 2025 to Mar 24, 2026
- HNW clients · 35 to 74Oct 13, 2025 to Mar 24, 2026
- Individual clients · 627 to 410Oct 13, 2025 to Mar 24, 2026
- Pension plan clients · 7 to 4Oct 13, 2025 to Mar 24, 2026
- Assets in custody · $31.7M to $47.7MOct 13, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 1-10Oct 13, 2025 to Mar 24, 2026
- Discretionary RAUM · $65.6M to $226MOct 13, 2025 to Mar 24, 2026
- HNW RAUM · $59.9M to $176MOct 13, 2025 to Mar 24, 2026
- Individual RAUM · $66.0M to $97.7MOct 13, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $67.7M to $60.6MOct 13, 2025 to Mar 24, 2026
- Pension RAUM · $6.8M to $8.4MOct 13, 2025 to Mar 24, 2026
- RAUM · $133M to $287MOct 13, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Jun 20, 2025 to Oct 13, 2025
- Accounts · 624 to 683Aug 26, 2024 to Apr 29, 2025
- Advisory employees · 2 to 3Aug 26, 2024 to Apr 29, 2025
- Advisory activities · 3 to 4Aug 26, 2024 to Apr 29, 2025
- BD registered reps · 1 to 2Aug 26, 2024 to Apr 29, 2025
- Corporate clients · 7 to 14Aug 26, 2024 to Apr 29, 2025
- HNW clients · 21 to 35Aug 26, 2024 to Apr 29, 2025
- Individual clients · 538 to 627Aug 26, 2024 to Apr 29, 2025
- Pension plan clients · 1 to 7Aug 26, 2024 to Apr 29, 2025
- Employees · 2 to 5Aug 26, 2024 to Apr 29, 2025
- Insurance-licensed employees · 1 to 0Aug 26, 2024 to Apr 29, 2025
- HQ city · unset to Aug 26, 2024 to Apr 29, 2025
- HQ state · unset to Aug 26, 2024 to Apr 29, 2025
- State-registered IARs · 2 to 3Aug 26, 2024 to Apr 29, 2025
- Discretionary RAUM · $0 to $65.6MAug 26, 2024 to Apr 29, 2025
- HNW RAUM · $37.8M to $59.9MAug 26, 2024 to Apr 29, 2025
- Individual RAUM · $81.7M to $66.0MAug 26, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $125M to $67.7MAug 26, 2024 to Apr 29, 2025
- Pension RAUM · $4.7M to $6.8MAug 26, 2024 to Apr 29, 2025
- RAUM · $125M to $133MAug 26, 2024 to Apr 29, 2025
- Wrap assets (manager) · $125M to $0Aug 26, 2024 to Apr 29, 2025
- Wrap assets (sponsor) · $125M to $0Aug 26, 2024 to Apr 29, 2025
- Accounts · 300 to 624May 2, 2012 to Jun 25, 2024
- Advisory employees · unset to 2.0May 2, 2012 to Jun 25, 2024
- BD registered reps · unset to 1.0May 2, 2012 to Jun 25, 2024
- Charity clients · unset to 0.0May 2, 2012 to Jun 25, 2024
Signals
4 dated events
- Pathways Wealth Management, Inc. reported RAUM $287.0M, up 115% from $133.3M (2025-10-13 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Blake Dustin Beam (President) appeared on Schedule A of Pathways Wealth Management, Inc.Jun 25, 2024 · Control person joined · fact
- Meisel Andrea Clark (Chief Compliance Officer/President) no longer on Schedule A of Pathways Wealth Management, Inc. (listed 2012-05-02, absent 2024-06-25)Jun 25, 2024 · Control person left · inference
- Pathways Wealth Management, Inc. filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- juliebeam@pathwayswm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-389-3882reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 937-221-9700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 937-506-0016reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PATHWAYSWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 937-552-9765reportedpublic record, Form ADV, Aug 27, 2026
- Contact form
- pathwayswm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- pathwayswm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026