This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 22, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

Jul 22, 1998

First registration

Sep 6, 2007

Dual registered

yes, broker-dealer

Other names

SCOTT JAMES MASTOCCOLO

IAPD individual key

2808205

• Occurred

  Feb 12, 2026
  Advisor changed firm

  Scott James Mastocciolo left Ameriprise Financial Services, Llc for Osaic Wealth, Inc. (registered 2026-02-09)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2f509d0c-fd59-a831-a590-59296c60182c

First observed

Sep 6, 2007

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.