DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

JOSEPH PHILLIP ARCE

Advisor at THE NORDEN GROUP LLC

Scottsdale, AZ | PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f51cbb9-712f-4d08-a7e3-4436f11eca4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE NORDEN GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 22, 1998
First registration: May 10, 1998
Dual registered: no
Other names: JOSEPH ARCE
IAPD individual key: 3119142

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE NORDEN GROUP LLC	Independent wealth	Jan 5, 2025	n/a	yes	Scottsdale, AZ\|PROVO, UT	Current employment
WFA OF SAN DIEGO	Independent wealth	Mar 18, 2020	Mar 28, 2024	no	SAN DIEGO, CA\|San Diego, CA	Previous registration
ZERMATT WEALTH PARTNERS	Independent wealth	Jan 15, 2015	Mar 28, 2024	no	SAN DIEGO, CA	Previous registration
BRANDES INVESTMENT PARTNERS, LP	Other adviser	May 10, 1998	Aug 21, 2013	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZERMATT WEALTH PARTNERS	WFA OF SAN DIEGO	Mar 28, 2024	Mar 18, 2020	-1,471	Channel change	Other
WFA OF SAN DIEGO	THE NORDEN GROUP LLC	Mar 28, 2024	Jan 5, 2025	283	Firm change	RIA to RIA
BRANDES INVESTMENT PARTNERS, LP	ZERMATT WEALTH PARTNERS	Aug 21, 2013	Jan 15, 2015	512	Firm change after gap	Other

Relationships

Registered with (4)

→ THE NORDEN GROUP LLCRegistered adviserregistration: current employment
Jan 5, 2025 to presentfactForm ADV
→ ZERMATT WEALTH PARTNERSRegistered adviserregistration: previous registration
Jan 15, 2015 to Mar 28, 2024factForm ADV
→ WFA OF SAN DIEGORegistered adviserregistration: previous registration
Mar 18, 2020 to Mar 28, 2024factForm ADV
→ BRANDES INVESTMENT PARTNERS, LPRegistered adviserregistration: previous registration
May 10, 1998 to Aug 21, 2013factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
Joseph Phillip Arce left Wfa Of San Diego for The Norden Group Llc (registered 2025-01-05)
Form ADVobserved 5 days ago