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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

DBS ASSET MANAGEMENT (UNITED STATES) PTE LTD

DBS ASSET MANAGEMENT (UNITED STATES)PTE LTD, CRD 129558

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f5c47be-e428-fde3-6c74-4d9de6e0894d

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Nov 21, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2011-11-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
Private funds: 1Schedule D 7.B(1)
SEC number: 801-62711
CRD: 129558
Filings on the tape: 1
First filed: Nov 21, 2011
Latest filed: Nov 21, 2011
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHUA, JOYCE, PECK KOON	Director	Na	yes	05/2008	Nov 21, 2011	Nov 21, 2011
NIKKO ASSET MANAGEMENT ASIA LIMITED	DIRECT SHAREHOLDER	E	yes	06/1990	Nov 21, 2011	Nov 21, 2011
NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITED	INDIRECT SHAREHOLDER	E	yes	09/2011	Nov 21, 2011	Nov 21, 2011
CHAN, KUM KONG	Director	Na	no	09/2009	Nov 21, 2011	Nov 21, 2011
LIM, RODNEY, KENG CHAI	CHIEF COMPLIANCE OFFICER	Na	no	10/2011	Nov 21, 2011	Nov 21, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NIKKO ASSET MANAGEMENT CO LTD	n/a	Asset manager	$247B	n/a	n/a	n/a
NIKKO ASSET MANAGEMENT EUROPE LTD	n/a	Asset manager	$19B	n/a	n/a	n/a
NIKKO ASSET MANAGEMENT AMERICAS, INC.	n/a	Asset manager	$7.8B	n/a	n/a	n/a
ASIAN ISLAMIC INVESTMENT MANAGEMENT SDN. BHD.	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI ASSET MANAGEMENT COMPANY, LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI INVESTMENTS HONG KONG LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI INVESTMENTS SINGAPORE PTE. LTD.	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI INVESTMENTS, INC.	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI TRUST INTERNATIONAL LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
CHUO MITSUI TRUST REALTY COMPANY, LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
HWANGDBS INVESTMENT MANAGEMENT BERHAD	n/a	n/a	n/a	n/a	n/a	n/a
MITSUI & CO., LOGISTICS PARTNERS LTD.	n/a	n/a	n/a	n/a	n/a	n/a
NIKKO ASSET MANAGEMENT ASIA LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
NIKKO ASSET MANAGEMENT HONG KONG LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
SIM FUNDS MANAGEMENT LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
SINGAPORE CONSORTIUM INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
STB ASSET MANAGEMENT CO., LTD.	n/a	n/a	n/a	n/a	n/a	n/a
STB REAL ESTATE INVESTMENT MANAGEMENT CO., LTD.	n/a	n/a	n/a	n/a	n/a	n/a
STB RESEARCH INSTITUTE CO., LTD.	n/a	n/a	n/a	n/a	n/a	n/a
SUMITOMO TRUST AND BANKING (LUXEMBOURG) S.A.	n/a	n/a	n/a	n/a	n/a	n/a
SUMITOMO TRUST AND BANKING CO. (U.S.A.)	n/a	n/a	n/a	n/a	n/a	n/a
THE SUMITOMO TRUST FINANCE (H.K.) LTD.	n/a	n/a	n/a	n/a	n/a	n/a
TOP REIT ASSET MANAGEMENT CO., LTD	n/a	n/a	n/a	n/a	n/a	n/a
TYNDALL INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	n/a	n/a	n/a
TYNDALL INVESTMENT MANAGEMENT NEW ZEALAND LIMITED	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

→ AMOVA ASSET MANAGEMENT CO.,LTD.Registered adviserother investment adviser
factForm ADV
→ AMOVA ASSET MANAGEMENT UK LIMITEDRegistered adviserother investment adviser
factForm ADV
→ AMOVA ASSET MANAGEMENT AMERICAS, INC.Registered adviserother investment adviser
factForm ADV

Controls (3)

← CHUA, JOYCE, PECK KOONOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← NIKKO ASSET MANAGEMENT ASIA LIMITEDOwnerDIRECT SHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to presentfactForm ADV
← NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to presentfactForm ADV

Owns (2)

← CHAN, KUM KONGOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← LIM, RODNEY, KENG CHAIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f5c47be-e428-fde3-6c74-4d9de6e0894d
First observed: Nov 21, 2011
Last observed: Nov 21, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DBS ASSET MANAGEMENT (UNITED STATES) PTE LTD

DBS ASSET MANAGEMENT (UNITED STATES)PTE LTD, CRD 129558

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f5c47be-e428-fde3-6c74-4d9de6e0894d

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHUA, JOYCE, PECK KOON

Director

yes

05/2008

Nov 21, 2011

NIKKO ASSET MANAGEMENT ASIA LIMITED

DIRECT SHAREHOLDER

yes

06/1990

Nov 21, 2011

NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITED

INDIRECT SHAREHOLDER

yes

09/2011

Nov 21, 2011

CHAN, KUM KONG

Director

09/2009

Nov 21, 2011

LIM, RODNEY, KENG CHAI

CHIEF COMPLIANCE OFFICER

10/2011

Nov 21, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NIKKO ASSET MANAGEMENT CO LTD

n/a

Asset manager

$247B

n/a

NIKKO ASSET MANAGEMENT EUROPE LTD

n/a

Asset manager

$19B

n/a

NIKKO ASSET MANAGEMENT AMERICAS, INC.

n/a

Asset manager

$7.8B

n/a

ASIAN ISLAMIC INVESTMENT MANAGEMENT SDN. BHD.

n/a

CHUO MITSUI ASSET MANAGEMENT COMPANY, LIMITED

n/a

CHUO MITSUI INVESTMENTS HONG KONG LIMITED

n/a

CHUO MITSUI INVESTMENTS SINGAPORE PTE. LTD.

n/a

CHUO MITSUI INVESTMENTS, INC.

n/a

CHUO MITSUI TRUST INTERNATIONAL LIMITED

n/a

CHUO MITSUI TRUST REALTY COMPANY, LIMITED

n/a

HWANGDBS INVESTMENT MANAGEMENT BERHAD

n/a

MITSUI & CO., LOGISTICS PARTNERS LTD.

n/a

NIKKO ASSET MANAGEMENT ASIA LIMITED

n/a

NIKKO ASSET MANAGEMENT HONG KONG LIMITED

n/a

NIKKO ASSET MANAGEMENT INTERNATIONAL LIMITED

n/a

SIM FUNDS MANAGEMENT LIMITED

n/a

SINGAPORE CONSORTIUM INVESTMENT MANAGEMENT LIMITED

n/a

STB ASSET MANAGEMENT CO., LTD.

n/a

STB REAL ESTATE INVESTMENT MANAGEMENT CO., LTD.

n/a

STB RESEARCH INSTITUTE CO., LTD.

n/a

SUMITOMO TRUST AND BANKING (LUXEMBOURG) S.A.

n/a

SUMITOMO TRUST AND BANKING CO. (U.S.A.)

n/a

THE SUMITOMO TRUST FINANCE (H.K.) LTD.

n/a

TOP REIT ASSET MANAGEMENT CO., LTD

n/a

TYNDALL INVESTMENT MANAGEMENT LIMITED

n/a

TYNDALL INVESTMENT MANAGEMENT NEW ZEALAND LIMITED

n/a