DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Dbs Asset Management (United States) Pte Ltd
Legal name Dbs Asset Management (United States)Pte Ltd
Latest filing Nov 21, 2011
First filing on the tape Nov 21, 2011 · 1 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: 1
Practice profile
derived from the filing of Nov 21, 2011; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peck Koon Joyce Chua · Directorcontrolsince 05/2008 · owns less than 5%
- Kum Kong Chan · Directorsince 09/2009 · owns less than 5%
- Keng Chai Rodney Lim · Chief Compliance Officersince 10/2011 · owns less than 5%
Entity owners
- Nikko Asset Management Asia Limited · Direct Shareholderdirect · owns 75% or more
- Nikko Asset Management International Limited · Indirect Shareholderindirect · owns 75% or more of Nikko Asset Management Asia Limited
Related persons
Schedule D 7.A
- Asian Islamic Investment Management Sdn. Bhd.investment adviser
- Chuo Mitsui Asset Management Company, Limitedinvestment adviser
- Chuo Mitsui Investments Hong Kong Limitedinvestment adviser
- Chuo Mitsui Investments Singapore Pte. Ltd.investment adviser
- Chuo Mitsui Investments, Inc.investment adviser
- Chuo Mitsui Trust International Limitedbroker-dealer
- Chuo Mitsui Trust Realty Company, Limitedinvestment adviser
- Hwangdbs Investment Management Berhadinvestment adviser
- Mitsui & Co., Logistics Partners Ltd.investment adviser
- Amova Asset Management Americas, Inc.investment adviserRAUM $7.8B
- Nikko Asset Management Asia Limitedinvestment adviser
- Amova Asset Management Co.,Ltd.investment adviserRAUM $247B
- Amova Asset Management Uk Limitedinvestment adviserRAUM $19B
- Nikko Asset Management Hong Kong Limitedinvestment adviser
- Nikko Asset Management International Limitedinvestment adviser
- Sim Funds Management Limitedinvestment adviser
- Singapore Consortium Investment Management Limitedinvestment adviser
- Stb Asset Management Co., Ltd.investment adviser
- Stb Real Estate Investment Management Co., Ltd.investment adviser
- Stb Research Institute Co., Ltd.investment adviser
- Sumitomo Trust And Banking (Luxembourg) S.A.investment adviser
- Sumitomo Trust And Banking Co. (U.S.A.)investment adviser
- The Sumitomo Trust Finance (H.K.) Ltd.broker-dealerinvestment adviser
- Top Reit Asset Management Co., Ltdinvestment adviser
- Tyndall Investment Management Limitedinvestment adviser
- Tyndall Investment Management New Zealand Limitedinvestment adviser
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026