DFX Intelligence

A•••• A•••• M••••••••• U• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A•••• A•••• M••••••••• U• L••••••

CRD 111038

LONDON

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Search this name across graphsid dfx:ria:f1827631-f123-7b2c-584f-bc91a60ea627

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 18
On other graphs: 0
Observed: Mar 27, 2012 to Sep 14, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.64 institutional_share=0.36 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $19B••• Locked
Discretionary RAUM: $18B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 85

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•••• A• W•••• B••• G•••• F•••	Other Private Fund	$48.7M	Jul 18, 2019	11	Mar 27, 2012	dropped	021-1492820

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• R•••••• J•••	CHIEF EXECUTIVE OFFICER	Na	yes	05/2022	Jul 1, 2022	Oct 18, 2024
G•••••• A••••••• S•••••	Director	Na	yes	04/2023	Apr 28, 2023	Oct 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••• A•••• M••••••••• C• L••	n/a	Asset manager	$247B	Y	yes	n/a
N•••• A•••• M••••••••• A••• L••••••	n/a	Asset manager	$14B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Edinburgh	n/a	United Kingdom	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$19B	$17B	9.7%	$14B	12.2%	85	91	1	1

Relationships

Affiliated with (9)

→ A•••• A•••• M••••••••• A••• L••••••Registered adviserother investment adviser, control, common control
factForm ADV
→ A•••• A•••• M••••••••• A•••••••• I•••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ N•••• A•••• M••••••••• H••• K••• L••••••Registered adviserother investment adviser, control, common control
factForm ADV
→ A•••• A•••• M••••••••• C•••••••Registered adviser

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 14, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Sep 14, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Sep 14, 2026
Ria majority owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1827631-f123-7b2c-584f-bc91a60ea627
First observed: Mar 27, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.