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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Anthony Vito Berardi

Advisor at OSAIC WEALTH, INC.

Downers Grove, IL

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Search this name across graphsid dfx:ria:2f6add5a-1783-e479-32c1-7d47765c9881

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 3, 2020
First registration: Jan 5, 2021
Dual registered: yes, broker-dealer
Other names: Anthony Berardi|Anthony Vito Berardi
IAPD individual key: 7114706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	Downers Grove, IL	Current employment
OSAIC FA, INC.	Former SEC adviser	Jun 28, 2024	Jan 24, 2025	no	GLEN ELLYN, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 10, 2022	Jul 1, 2024	no	Warrenville, IL	Previous registration
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Jan 5, 2021	Apr 12, 2022	no	Dubuque, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC FA, INC.	Jul 1, 2024	Jun 28, 2024	-3	Firm change	Ibd to ibd
NATIONS FINANCIAL GROUP, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 12, 2022	May 10, 2022	28	Firm change	RIA to ibd

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 28, 2024 to Jan 24, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 10, 2022 to Jul 1, 2024factForm ADV
→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 5, 2021 to Apr 12, 2022factForm ADV

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
Anthony Vito Berardi left Ameriprise Financial Services, Llc for Osaic Fa, Inc. (registered 2024-06-28)
Form ADVobserved 5 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Anthony Vito Berardi left Nations Financial Group, Inc. for Ameriprise Financial Services, Llc (registered 2022-05-10)
Form ADVobserved 5 days ago