DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Vito Berardi
Certified Financial Planner
Feed of 09/14/2026
Also filed as Anthony Berardi
At current firm
1 y
since Jan 24, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 24, 2025 · Downers Grove, Il
- Osaic Fa, Inc. formerJun 28, 2024 to Jan 24, 2025 · Glen Ellyn, Il
- Ameriprise Financial Services, LLC national BDMay 10, 2022 to Jul 1, 2024 · Warrenville, Il
- Nations Financial Group, Inc. independent RIAJan 5, 2021 to Apr 12, 2022 · Dubuque, Ia
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Osaic Fa, Inc.left Jul 1, 2024, registered Jun 28, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- Nations Financial Group, Inc. to Ameriprise Financial Services, LLCleft Apr 12, 2022, registered May 10, 2022 (28 days) · RIA to affiliated broker-dealer or bank
Signals
- Anthony Vito Berardi left Ameriprise Financial Services, Llc for Osaic Fa, Inc. (registered 2024-06-28)Jul 1, 2024 · Advisor changed firm · fact
- Anthony Vito Berardi left Nations Financial Group, Inc. for Ameriprise Financial Services, Llc (registered 2022-05-10)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address