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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

BRIAN PATRICK FLEMING

Advisor at FARTHER

SAN FRANCISCO, CA | Leland, NC

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Search this name across graphsid dfx:ria:2f7bcb2c-db38-5219-63a6-3a68e47b8df9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARTHER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Dec 1, 1995
First registration: Dec 31, 2001
Dual registered: no
IAPD individual key: 2671122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Farther	Independent wealth	Jun 3, 2024	n/a	yes	SAN FRANCISCO, CA\|Leland, NC	Current employment
ZERMATT WEALTH PARTNERS	Independent wealth	Jul 20, 2021	May 17, 2024	no	SAN DIEGO, CA\|Wilmington, NC	Previous registration
HAYDEN ROYAL	Former SEC adviser	May 28, 2020	Jul 19, 2021	no	CHARLOTTE, NC\|Wilmington, NC	Previous registration
RS WEALTH MANAGEMENT, LLC	n/a	Jan 4, 2012	Aug 12, 2020	no	WRIGHTSVILLE BEACH, NC	Previous registration
RS WEALTH MANAGEMENT, LLC	n/a	Jan 5, 2011	Dec 31, 2011	no	WRIGHTSVILLE BEACH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 19, 2007	Dec 22, 2010	no	WRIGHTSVILLE BEACH, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 31, 2001	Dec 20, 2007	no	WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZERMATT WEALTH PARTNERS	Farther	May 17, 2024	Jun 3, 2024	17	Firm change	RIA to RIA
HAYDEN ROYAL	ZERMATT WEALTH PARTNERS	Jul 19, 2021	Jul 20, 2021	1	Firm change	RIA to RIA
RS WEALTH MANAGEMENT, LLC	HAYDEN ROYAL	Aug 12, 2020	May 28, 2020	-76	Firm change after gap	Other
LPL FINANCIAL LLC	RS WEALTH MANAGEMENT, LLC	Dec 22, 2010	Jan 5, 2011	14	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Dec 20, 2007	Dec 19, 2007	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170037:105736:NC:2021-07-19	Jul 19, 2021	Jul 20, 2021	WILMINGTON, NC	Firm change
155546:170037:NC:2020-08-12	Aug 12, 2020	May 28, 2020	WRIGHTSVILLE BEACH, NC	Firm change after gap

Relationships

Registered with (6)

→ FARTHERRegistered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ ZERMATT WEALTH PARTNERSRegistered adviserregistration: previous registration
Jul 20, 2021 to May 17, 2024factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
May 28, 2020 to Jul 19, 2021factForm ADV
→ RS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2012 to Aug 12, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 19, 2007 to Dec 22, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Dec 20, 2007factForm ADV

Dated events

Occurred
May 17, 2024
Advisor changed firm
Brian Patrick Fleming left Zermatt Wealth Partners for Farther (registered 2024-06-03)
Form ADVobserved 5 days ago