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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL JOSEPH MURDOCK

Advisor at OPPENHEIMER & CO. INC.

ADA, MI | PORTAGE, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 26, 2004
First registration: Apr 7, 2004
Dual registered: yes, broker-dealer
Other names: MICHAEL J MURDOCK|MIKE MURDOCK
IAPD individual key: 3006190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 31, 2016	n/a	yes	PORTAGE, MI\|ADA, MI	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 2, 2013	Nov 3, 2015	no	ADA, MI\|MINNEAPOLIS, MN\|Minneapolis, MN	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 20, 2012	Jan 7, 2013	no	AUSTIN, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 5, 2009	Jun 28, 2011	no	GRAND RAPIDS, MI	Previous registration
OSAIC FS, INC.	Former SEC adviser	Jun 11, 2008	Dec 31, 2008	no	ADA, MI\|FORT WAYNE, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 11, 2004	Nov 27, 2007	no	BOSTON, MA\|BOSTON, MA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 7, 2004	Aug 9, 2004	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OPPENHEIMER & CO. INC.	Nov 3, 2015	May 31, 2016	210	Firm change	Other
NFP ADVISOR SERVICES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 7, 2013	Apr 2, 2013	85	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	NFP ADVISOR SERVICES, LLC	Jun 28, 2011	Jan 20, 2012	206	Firm change	Other
OSAIC FS, INC.	VALIC FINANCIAL ADVISORS, INC.	Dec 31, 2008	Jan 5, 2009	5	Firm change	Other
LPL FINANCIAL LLC	OSAIC FS, INC.	Nov 27, 2007	Jun 11, 2008	197	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Aug 9, 2004	Aug 11, 2004	2	Firm change	Other

Relationships

Registered with (7)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
May 31, 2016 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 2013 to Nov 3, 2015factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 20, 2012 to Jan 7, 2013factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2009 to Jun 28, 2011factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jun 11, 2008 to Dec 31, 2008factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 11, 2004 to Nov 27, 2007factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 7, 2004 to Aug 9, 2004factForm ADV

Dated events

No dated event names this entity yet.