RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• M••••••
- O••••••••• • C•• I••• BD affiliated currentsince May 31, 2016 · Portage, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDApr 2, 2013 to Nov 3, 2015 · Ada, Mi
- N•• A•••••• S•••••••• L•• formerJan 20, 2012 to Jan 7, 2013 · Austin, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 5, 2009 to Jun 28, 2011 · Grand Rapids, Mi
- O•••• F•• I••• formerJun 11, 2008 to Dec 31, 2008 · Ada, Mi
- L•• F•••••••• L•• BD affiliatedAug 11, 2004 to Nov 27, 2007 · Boston, Ma
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 7, 2004 to Aug 9, 2004 · Indianapolis, In
- A••••••••• F•••••••• S•••••••• L•• to O••••••••• • C•• I•••left Nov 3, 2015, registered May 31, 2016 (210 days) · Other
- N•• A•••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jan 7, 2013, registered Apr 2, 2013 (85 days) · Other
- V•••• F•••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Jun 28, 2011, registered Jan 20, 2012 (206 days) · Other
- O•••• F•• I••• to V•••• F•••••••• A•••••••• I•••left Dec 31, 2008, registered Jan 5, 2009 (5 days) · Other
- L•• F•••••••• L•• to O•••• F•• I•••left Nov 27, 2007, registered Jun 11, 2008 (197 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Aug 9, 2004, registered Aug 11, 2004 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address