A••••••• W••••

Advisor at G••••••••• I•••••••••

NEW Y•••, NY | Fair Haven, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fa439c2-7a45-f3b0-ac74-a758288ad229

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 9, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• I•••••••••	Asset manager	Sep 4, 2020	n/a	yes	NEW Y•••, NY\|Fair Haven, NJ	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Aug 8, 2005	Aug 11, 2020	no	PARSIPPANY, NJ\|NEW Y•••, NY\|Fair Haven, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	G••••••••• I•••••••••	Aug 11, 2020	Sep 4, 2020	24	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N•• Y••• L••• I••••••••• M••••••••• L••	Jul 22, 2005	Aug 8, 2005

Relationships

Registered with (4)

→ G••••••••• I•••••••••Registered adviserregistration: current employment
Sep 4, 2020 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2005 to Aug 11, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 20, 2004 to Jul 22, 2005factForm ADV
→ A••••• A•••• M••••••••• U•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fa439c2-7a45-f3b0-ac74-a758288ad229
First observed: Jun 22, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.