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Advisor at EDWARD JONES
ELLICOTT CITY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 27, 2018 | n/a | yes | ELLICOTT CITY, MD | Current employment |
| JEMMA FINANCIAL SERVICES | Independent wealth | Oct 28, 2016 | Apr 24, 2018 | no | BALTIMORE, MD | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Nov 4, 2015 | Sep 26, 2016 | no | COLUMBIA, MD|CHARLOTTE, NC|SEVERNA PARK, MD|RESITERSTOWN, MD | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Nov 3, 2015 | no | REISTERSTOWN, MD | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jul 12, 2010 | Jan 21, 2014 | no | WESTMINSTER, MD|WESTMINSTER, MD|EXTON, PA|REISTERSTOWN, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JEMMA FINANCIAL SERVICES | EDWARD JONES | Apr 24, 2018 | Apr 27, 2018 | 3 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | JEMMA FINANCIAL SERVICES | Sep 26, 2016 | Oct 28, 2016 | 32 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | BB&T INVESTMENT SERVICES, INC. | Nov 3, 2015 | Nov 4, 2015 | 1 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:33856:MD:2015-11-03 | Nov 3, 2015 | Nov 4, 2015 | REISTERSTOWN, MD | Firm change |