DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ashlyn Moline Hood
At current firm
8 y
since Apr 27, 2018
In the industry
24 y
since Apr 2, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Apr 27, 2018 · Ellicott City, Md
- Jemma Financial Services independent RIAOct 28, 2016 to Apr 24, 2018 · Baltimore, Md
- Bb&T Investment Services, Inc. formerNov 4, 2015 to Sep 26, 2016 · Columbia, Md
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Nov 3, 2015 · Reisterstown, Md
- Cetera Investment Services LLC formerJul 12, 2010 to Jan 21, 2014 · Westminster, Md
Moves
a registration end followed by a registration begin elsewhere
- Jemma Financial Services to Edward Jonesleft Apr 24, 2018, registered Apr 27, 2018 (3 days) · Other
- Bb&T Investment Services, Inc. to Jemma Financial Servicesleft Sep 26, 2016, registered Oct 28, 2016 (32 days) · Other
- Cetera Investment Advisers LLC to Bb&T Investment Services, Inc.left Nov 3, 2015, registered Nov 4, 2015 (1 days) · Other · moved with a team
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address