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RIA / WealthAdvisor33 years in industry

LOY DOUGLAS HOLT

Advisor at SECURE INVESTMENT MANAGEMENT, LLC

TUCSON, AZ | Roseville, CA

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Search this name across graphsid dfx:ria:2fe164de-6b4d-2f1a-fbd3-acb0eda2b219

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 24, 1992
First registration: Sep 30, 2002
Dual registered: no
IAPD individual key: 709410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Jul 14, 2025	n/a	yes	Roseville, CA\|TUCSON, AZ	Current employment
THE DC GROUP ADVISORY SERVICES, INC	n/a	Aug 11, 2014	Dec 31, 2024	no	ROSEVILLE, CA	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Apr 12, 2012	Mar 17, 2014	no	LEESBURG, VA\|ROSEVILLE, CA	Previous registration
LIGHTHOUSE CAPITAL CORPORATION	n/a	Dec 22, 2009	Dec 23, 2011	no	ROSEVILLE, CA\|MONTEREY, CA\|MONTEREY, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 3, 2008	Oct 13, 2009	no	MINNEAPOLIS, MN	Previous registration
PENSION PLANNERS SECURITIES, INC.	n/a	Sep 30, 2002	Sep 5, 2008	no	SACRAMENTO, CA\|CITRUS HEIGHTS, CA\|CARMICHAEL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE DC GROUP ADVISORY SERVICES, INC	SECURE INVESTMENT MANAGEMENT, LLC	Dec 31, 2024	Jul 14, 2025	195	Firm change	Other
CENTAURUS FINANCIAL, INC.	THE DC GROUP ADVISORY SERVICES, INC	Mar 17, 2014	Aug 11, 2014	147	Firm change	Other
LIGHTHOUSE CAPITAL CORPORATION	CENTAURUS FINANCIAL, INC.	Dec 23, 2011	Apr 12, 2012	111	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	LIGHTHOUSE CAPITAL CORPORATION	Oct 13, 2009	Dec 22, 2009	70	Firm change	Other
PENSION PLANNERS SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Sep 5, 2008	Sep 3, 2008	-2	Firm change	Other

Relationships

Registered with (6)

→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ THE DC GROUP ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Aug 11, 2014 to Dec 31, 2024factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 12, 2012 to Mar 17, 2014factForm ADV
→ LIGHTHOUSE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Dec 22, 2009 to Dec 23, 2011factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 3, 2008 to Oct 13, 2009factForm ADV
→ PENSION PLANNERS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Sep 5, 2008factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Loy Douglas Holt left The Dc Group Advisory Services, Inc for Secure Investment Management, Llc (registered 2025-07-14)
Form ADVobserved 5 days ago