DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Loy Douglas Holt
Feed of 09/15/2026
At current firm
1 y
since Jul 14, 2025
In the industry
33 y
since Nov 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Secure Investment Management, LLC independent RIA currentsince Jul 14, 2025 · Roseville, Ca
- The Dc Group Advisory Services, Inc unclassifiedAug 11, 2014 to Dec 31, 2024 · Roseville, Ca
- Centaurus Financial, Inc. BD affiliatedApr 12, 2012 to Mar 17, 2014 · Leesburg, Va
- Lighthouse Capital Corporation unclassifiedDec 22, 2009 to Dec 23, 2011 · Roseville, Ca
- Questar Asset Management, Inc. formerSep 3, 2008 to Oct 13, 2009 · Minneapolis, Mn
- Pension Planners Securities, Inc. unclassifiedSep 30, 2002 to Sep 5, 2008 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Dc Group Advisory Services, Inc to Secure Investment Management, LLCleft Dec 31, 2024, registered Jul 14, 2025 (195 days) · Other
- Centaurus Financial, Inc. to The Dc Group Advisory Services, Incleft Mar 17, 2014, registered Aug 11, 2014 (147 days) · Other
- Lighthouse Capital Corporation to Centaurus Financial, Inc.left Dec 23, 2011, registered Apr 12, 2012 (111 days) · Other
- Questar Asset Management, Inc. to Lighthouse Capital Corporationleft Oct 13, 2009, registered Dec 22, 2009 (70 days) · Other
- Pension Planners Securities, Inc. to Questar Asset Management, Inc.left Sep 5, 2008, registered Sep 3, 2008 (-2 days) · Other
Signals
- Loy Douglas Holt left The Dc Group Advisory Services, Inc for Secure Investment Management, Llc (registered 2025-07-14)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address