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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Christopher Lee

Advisor at MORGAN STANLEY

New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 16, 1998
First registration: Dec 2, 2005
Dual registered: yes, broker-dealer
Other names: CHRIS LEE|Christopher Jung Lee|Christopher J. Lee
IAPD individual key: 3076886

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	May 29, 2026	n/a	yes	New York, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 30, 2012	May 31, 2026	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|New York, NY\|New York, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 4, 2009	May 10, 2011	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Mar 26, 2009	no	NEW YORK, NY\|NEW YORK, NY\|LONG ISLAND CITY, NY\|NEW YORK, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Feb 7, 2007	May 29, 2007	no	NEW YORK, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Dec 2, 2005	Feb 5, 2007	no	NEW YORK, NY\|GREENWICH, CT\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	May 31, 2026	May 29, 2026	-2	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	May 10, 2011	Nov 30, 2012	570	Firm change after gap	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 26, 2009	Mar 4, 2009	-22	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	CITICORP INVESTMENT SERVICES	Feb 5, 2007	Feb 7, 2007	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:149777:NY:2026-05-31	May 31, 2026	May 29, 2026	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 30, 2012 to May 31, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 4, 2009 to May 10, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Mar 26, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Feb 7, 2007 to May 29, 2007factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2005 to Feb 5, 2007factForm ADV

Dated events

Occurred
May 31, 2026
Advisor changed firm
Christopher Lee left J.P. Morgan Securities Llc for Morgan Stanley (registered 2026-05-29)
Form ADVobserved 6 days ago