RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• L••
- M••••• S•••••• wirehouse currentsince May 29, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseNov 30, 2012 to May 31, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 4, 2009 to May 10, 2011 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Mar 26, 2009 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedFeb 7, 2007 to May 29, 2007 · New York, Ny
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 2, 2005 to Feb 5, 2007 · New York, Ny
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 31, 2026, registered May 29, 2026 (-2 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 10, 2011, registered Nov 30, 2012 (570 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 26, 2009, registered Mar 4, 2009 (-22 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••••• I••••••••• S•••••••left Feb 5, 2007, registered Feb 7, 2007 (2 days) · Other
- C••••••••• L•• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2026-05-29)May 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address