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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ZACHARY BALLARD

Advisor at WELLS FARGO ADVISORS

CHESTERFIELD, MO | ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Nov 28, 2000
First registration: Oct 30, 2001
Dual registered: yes, broker-dealer
Other names: ZACHARY SCOTT BALLARD
IAPD individual key: 4257985

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 23, 2021	n/a	yes	ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 9, 2020	n/a	yes	ST. LOUIS, MO\|CHESTERFIELD, MO\|ST. LOUIS, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 10, 2006	Aug 23, 2019	no	CHARLOTTE, NC\|SAN DIEGO, CA\|FORT MILL, SC	Previous registration
WAMU INVESTMENTS, INC.	n/a	Mar 1, 2004	Jan 5, 2006	no	IRVINE, CA	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Dec 20, 2002	Mar 4, 2003	no	SLC, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 30, 2001	Dec 20, 2002	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Aug 23, 2019	Jan 9, 2020	139	Firm change	Ibd to wirehouse
WAMU INVESTMENTS, INC.	LPL FINANCIAL LLC	Jan 5, 2006	Jan 10, 2006	5	Firm change	Other
BANC ONE SECURITIES CORPORATION	WAMU INVESTMENTS, INC.	Mar 4, 2003	Mar 1, 2004	363	Firm change	Other
STRATEGIC ADVISERS LLC	BANC ONE SECURITIES CORPORATION	Dec 20, 2002	Dec 20, 2002	0	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 23, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 9, 2020 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 10, 2006 to Aug 23, 2019factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 1, 2004 to Jan 5, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 20, 2002 to Mar 4, 2003factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 30, 2001 to Dec 20, 2002factForm ADV

Dated events

No dated event names this entity yet.