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Registered advisor
Z•••••• B••••••
Feed of 09/14/2026
Also filed as Z•••••• Scott B••••••
At current firm
6 y
since Jan 9, 2020
In the industry
25 y
since Nov 28, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2021 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jan 9, 2020 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedJan 10, 2006 to Aug 23, 2019 · Charlotte, Nc
- W••• I••••••••• I••• unclassifiedMar 1, 2004 to Jan 5, 2006 · Irvine, Ca
- B••• O•• S••••••••• C••••••••• unclassifiedDec 20, 2002 to Mar 4, 2003 · Slc, Ut
- S•••••••• A••••••• L•• national BDOct 30, 2001 to Dec 20, 2002 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Aug 23, 2019, registered Jan 9, 2020 (139 days) · Affiliated broker-dealer or bank to wirehouse
- W••• I••••••••• I••• to L•• F•••••••• L••left Jan 5, 2006, registered Jan 10, 2006 (5 days) · Other
- B••• O•• S••••••••• C••••••••• to W••• I••••••••• I•••left Mar 4, 2003, registered Mar 1, 2004 (363 days) · Other
- S•••••••• A••••••• L•• to B••• O•• S••••••••• C•••••••••left Dec 20, 2002, registered Dec 20, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address