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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP

KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC, CRD 165374

SEARCY, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e28d949-4ba7-0f88-2d1d-2b57f7636dbf

Data as of Mar 10, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2012 to Mar 10, 2017
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $181MItem 5.F on the latest filing (2017-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $181M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 876
SEC number: 801-77149
CRD: 165374
Filings on the tape: 19
First filed: Sep 10, 2012
Latest filed: Mar 10, 2017
Organised: Limited Liability Company, Arkansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KATON, BENJAMIN, SAMUEL	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	08/2009	Sep 10, 2012	Mar 10, 2017
KERNODLE, JEFFERY, LYNN	MANAGING MEMBER	D	yes	08/2009	Sep 10, 2012	Mar 10, 2017
KNIGHT, THOMAS, JASON	Coo	Na	yes	11/2016	Mar 10, 2017	Mar 10, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Blytheville	Ar	United States	n/a	no
LITTLE ROCK	Ar	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 10, 2017	$181M	$181M	7	5	n/a	n/a	n/a
2015	Mar 23, 2016	$162M	$162M	7	5	n/a	n/a	n/a
2014	Mar 9, 2015	$104M	$97.5M	7	5	n/a	n/a	n/a
2013	Feb 4, 2014	$105M	$99.9M	13	5	n/a	n/a	n/a
2012	Jan 11, 2013	$83.0M	$79.0M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$181M	$162M	11.5%	$105M	19.8%	7	7	n/a	n/a

Relationships

Controls (3)

← KATON, BENJAMIN, SAMUELOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Sep 10, 2012 to presentfactForm ADV
← KERNODLE, JEFFERY, LYNNOwnerMANAGING MEMBER, ownership code D, individual
Sep 10, 2012 to presentfactForm ADV
← KNIGHT, THOMAS, JASONOwnerCOO, ownership code NA, individual
Mar 10, 2017 to presentfactForm ADV

Registered with (4)

← JEFFERY KERNODLEAdvisorregistration: previous registration
Oct 4, 2012 to Aug 11, 2017factForm ADV
← ELLIS MARTIN SLOANAdvisorregistration: previous registration
Jun 2, 2015 to Jun 21, 2017factForm ADV
← THOMAS JASON KNIGHTAdvisorregistration: previous registration
Jan 13, 2017 to Jun 1, 2017factForm ADV
← NATHAN REED GREENAdvisorregistration: previous registration
May 29, 2014 to Dec 18, 2014factForm ADV

Dated events

Occurred
Sep 10, 2012
First Form ADV filing
Kernodle & Katon Asset Management Group, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e28d949-4ba7-0f88-2d1d-2b57f7636dbf
First observed: Sep 10, 2012
Last observed: Mar 10, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KERNODLE & KATON TAX AND ASSET MANAGEMENT GROUP

KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC, CRD 165374

SEARCY, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e28d949-4ba7-0f88-2d1d-2b57f7636dbf

Data as of Mar 10, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KATON, BENJAMIN, SAMUEL

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2009

Sep 10, 2012

Mar 10, 2017

KERNODLE, JEFFERY, LYNN

MANAGING MEMBER

yes

08/2009

Sep 10, 2012

Mar 10, 2017

KNIGHT, THOMAS, JASON

Coo

yes

11/2016

Mar 10, 2017

City

State

Country

Employees

Also broker-dealer

Blytheville

United States

n/a

LITTLE ROCK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 10, 2017

$181M

n/a

2015

Mar 23, 2016

$162M

n/a

2014

Mar 9, 2015

$104M

$97.5M

n/a

2013

Feb 4, 2014

$105M

$99.9M

n/a

2012

Jan 11, 2013

$83.0M

$79.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$181M

$162M

11.5%

$105M

19.8%

n/a